Compliance technician jobs in United Kingdom

We are seeking a seasoned compliance professional to take on the Senior Manager function in London. · This role involves ensuring compliance with UK regulations, leading interactions with regulatory bodies, and developing policies to align with compliance objectives. · Ensuring c ...

We are working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team. · In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality ass ...

This role will support the Head of Compliance & MLRO with the following: Compliance advisory, Compliance monitoring, Regulatory affairs, Managing the relationship with the regulator, Preparing and submitting regulatory registrations, Producing regulatory reports, Reviewing compli ...

We are working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team. · We are looking for a Compliance Assistant to join the team. · Responsibilities include implementing the annual AML risk assessment, co ...

The Compliance AVP will manage inside information disclosure, conflict of interest, and personal account dealing. They will also review outside business activities, address requests from the control room, and contribute to updates on procedures and resources. · Manage Inside Info ...

Job Description · Our client is a leading provider of services supporting emerging fund managers and investment firms. · Key Responsibilities: · Compliance and MLRO responsibilities:Monitoring; · ICARA; · SYSC and MLRO reports; · Supervise KYC; · Work with COO to develop and impl ...

We are seeking a part-time compliance manager to join our team. · This role involves ensuring regulatory compliance across various aspects of our business operations. · The ideal candidate will have experience working within similar first-line compliance roles, · a good understan ...

· This job involves supporting the Chief Compliance Officer (CCO) and MLRO to manage regulatory compliance at a global investment management business. · Support CCO/MLRO with regulatory compliance function · Manage systems and controls to prevent financial crime · ...

We are looking for a Compliance Associate to join our thriving team in London. · The main focus of this role is to support the Chief Compliance Officer and MLRO to manage the regulatory compliance function, · including staying abreast of relevant regulatory changes and assisting ...

This role will support the Head of Compliance & MLRO with the following: assisting with advice on regulatory issues, maintaining compliance framework, training the business in key compliance issues, promoting and measuring high standards of conduct and ethics and an effective com ...

Please note this is a part time role: 1.5 days per week. Our client is one of the UK's leading specialist protection assurance advisers. It advises landed estates and their families, sourcing and managing complex life assurance placements as part of estate planning arrangements. ...

Head of Compliance will be a key hire for someone to develop the company's systems, business and profitability. · Monitoring · ICARA · SYSC and MLRO reports · Supervise KYC · Work with COO to develop and implement control systems · Financial Promotions for Funds and Clients · Obl ...

Key Responsibilities · The Head of Compliance will oversee compliance and MLRO responsibilities, develop control systems, and manage client reviews. · Ensure adherence to regulatory requirements and industry standards. · Develop and implement effective control systems to prevent ...

The job involves managing inside information disclosure, conflict of interest management, and review of personal account dealing. The role requires experience in a control room related position within an investment bank or financial institution. · ...

Acting as part of a hands-on technical team to drive Quality, Compliance and Continuous Improvements using data, statistics, and formalised problem-solving tools. · ...

We are seeking a compliance technician with a practical and proactive approach to help ensure Donald Russell remains a legally compliant Food Business Operator (FBO) and EC approved plant. · Label Verifications Documentation checks. · Working with the Production team & Hygiene Te ...

The Estates & Campus Services, Property Management Division is seeking to fill the position of 'Compliance Technician'. This role sits within the Operations and Maintenance team who have responsibility for the maintenance and upkeep of the University Estate, including building fa ...

Senior compliance advisory role for a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. · To act as the compliance specialist in the project team(s) for the more complex regulatory driven implementa ...

Compliance Officer and MLRO for a boutique investment and trading firm in London. Responsible for AML/CTF policies, internal investigations, and regulatory reporting. · ...

We are working with an international law firm to recruit a Compliance Analyst to join their centralised business intake team. In this role, you'll play a key part in the firm's risk and compliance operations, supporting client onboarding, conducting conflict checks, and ensuring ...