- Build and nurture a culture of compliance, ensuring alignment with strategic objectives.
- Support and guide the Compliance and Audit Manager, providing expertise and leadership.
- Collaborate with the MD and Operations Director to establish key objectives for the Compliance team.
- Overhaul and take full responsibility for the Compliance Monitoring Plan.
- Assess the adequacy and effectiveness of compliance measures and controls, ensuring continuous improvement.
- Identify and evaluate potential risks to business objectives.
- Implement measures to mitigate or eliminate risks, conducting thorough risk assessments and reporting findings appropriately.
- Ensure company policies and procedures are robust and in line with regulatory guidance.
- Continuously review and update policies to maintain a strong compliance framework.
- Provide comprehensive compliance MI with analytic analysis to senior management.
- Prepare and present board reports to keep management informed
- 10+ years of experience in compliance within the financial services sector.
- In-depth knowledge of UK financial services regulations, particularly high-cost credit.
- Proven experience managing a compliance monitoring plan and leading a compliance team.
- Strong stakeholder management and communication skills.
- Ability to influence and build professional relationships at all levels of the organisation.
- Strong analytical skills and attention to detail.
- Experience in developing and implementing compliance policies and procedures.
- Demonstrated ability to manage risk and resolve compliance issues effectively.
- 33 days annual leave (incl. bank holidays)
- Quarterly bonus based on personal and company performance.
- Health Insurance
- Company pension scheme
- Eye care scheme
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Head of Compliance - Nottingham, United Kingdom - Tate
Description
Job Title: Head of Compliance
Location: Nottingham (Hybrid)
Salary: £75,000 - £90,000 depending on experience
We are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opportunity for a seasoned compliance professional to lead and shape the compliance function, ensuring the company continues to meet and exceed regulatory requirements.
Responsibilities include:
Culture and Strategy:
Compliance Monitoring:
Risk Management:
Policy and Procedure Management:
Management Information (MI) and Reporting:
Skills and experience:
Benefits include:
Please be aware this advert will remain open until the vacancy has been filled. Interviews will take place throughout this period, therefore we encourage you to apply early to avoid disappointment.
Tate is acting as an Employment Business in relation to this vacancy.
Tate is committed to promoting equal opportunities. To ensure that every candidate has the best experience with us, we encourage you to let us know if there are any adjustments we can make during the application or interview process. Your comfort and accessibility are our priority, and we are here to support you every step of the way. Additionally, we value and respect your individuality, and we invite you to share your preferred pronouns in your application.
