Compliance Manager - Chatham, United Kingdom - Careers In Group

Careers In Group

Verified Company

Chatham, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Compliance, Risk, FCA, regulatory advice, Ce-map, Financial services, Governance, bank, Kent, hybrid

Your new company

You will be working for a financial services company listed on the LSE, who are continuing to grow and are looking for a new member of their UK base.

Your new role

This role is to work as part of the Compliance Team in delivering practical and clear guidance to the business on how to effectively meet new and existing conduct regulatory requirements and proactively help the business to ensure that it implements effectivesystems and controls (in relation to these requirements) and to escalate any material issues identified.

Responsibilities include:

Working with mínimal guidance, act as compliance representative on key business and regulatory projects and initiatives, providing advice and proactive challenge to ensure regulatory and conduct compliance and fair customer outcomes.
Provide second line challenge and support in relation to business conduct risk events, ensuring customers are treated fairly and where required events are escalated to the Senior Compliance Manager, or other senior management as appropriate and reportedto the regulator as necessary. Prepare compliance and conduct risk management information reports for line managers and the Group's Management and Board committees.
Contribute to the development and maintenance of the regulatory and conduct risk frameworks, Compliance Universe, policies and procedures and ensuring that consistent standards are applied across the Group through effective communication and advice.

What you'll need to succeed

A minimum of 2 years previous experience in a compliance or conduct risk role within the financial service industry is essential.
A minimum of 2 years previous experience undertaking a conduct and regulatory advice role is essential.
Detailed knowledge of conduct and regulatory environment is essential
Through understating of conduct risk management and promoting good customer outcomes is essential

What you'll get in return