Compliance Manager - Liverpool, United Kingdom - Gibbs Hybrid

Gibbs Hybrid
Gibbs Hybrid
Verified Company
Liverpool, United Kingdom

3 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Contract role - Compliance Manager - Hybrid/Liverpool - 6 months - Inside IR35


Our customer, a global investment banking is recruiting for
Compliance Managerwithin their Liverpool office to work with related departments to overseeing their current control room activities.


Compliance Managerkey responsibilities and requirements will include but not be limited:

  • Control room processes assessment
  • Trade scenarios evaluation and change parameters per instrument type if needed
  • In charge of policies, report, regulatory change requirements
  • Provide advice and/or solution of regulatory change projects and/or compliance risk / risk indicators
  • Good understanding and knowledge about trade surveillance/control room activities
  • MAR, associated FCA/MIFIR requirements knowledge
  • Good communication and analytical skills
  • Banking / financial services background

Compliance Managerwill be working in hybrid mode with 2-3 days onsite in Liverpool office.


Please feel free to contact myself - Daisy Nguyen at Gibbs Hybrid for a confidential chat to know more details about the role.


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