Compliance Associate - Basildon, United Kingdom - Coast Partnership

Coast Partnership
Coast Partnership
Verified Company
Basildon, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description

Do you have experience within compliance and want to work at a firm committed to employee progression and wellbeing?


A hugely successful lender are looking to appoint a career focused Compliance Assistant who is eager to build on any experience gained.


This is the perfect opportunity to work for a firm who put you first

Responsibilities

  • Directly assisting the Compliance Manager in the execution of their regular and ad hoc duties
  • Providing effective support and assistance in the undertaking of checks of all business partners, introducers, lenders, and networks
  • Undertaking and providing feedback on Adviser file checks to ensure AML, regulatory and Company policies achieve the required standards
  • Helping to maintain accurate and relevant business records and centralised compliance registers
  • Proactively identifying new responsibilities and looking for opportunities to streamline and draw additional value from the governance and compliance processes.
  • Any other duties as assigned and deemed commensurate with the role.

This role is actively hiring. If it sounds like a great opportunity for you please do apply

Salary:
£24,000.00-£30,000.00 per year


Benefits:


  • Company events
  • Life insurance
  • Private medical insurance

Schedule:

  • 8 hour shift

Supplemental pay types:

  • Bonus scheme

Ability to commute/relocate:

  • Basildon: reliably commute or plan to relocate before starting work (required)

Experience:


  • Compliance: 2 years (preferred)

Work Location:
Hybrid remote in Basildon
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