Compliance Administrator - Bournemouth, United Kingdom - Collaborate Recruitment
Description
COMPLIANCE ADMINISTRATOR JOB SUMMARY:
We are looking for a detail-oriented
administrator, with previous experience in either
compliance or a similar business administration role, within a
regulated, professional services environment.
This is a fantastic opportunity to join an established team, within a role where you will be encouraged to learn, develop, and further progress in time.
Previous experience of working in either
Financial Services, Insurance, or the mortgage sector would be advantageous, but our client is willing to train someone who has a genuine interest in the industry, and experience or skills that could be transferable.
KEY RESPONSIBILITIES OF THE COMPLIANCE ADMINISTRATOR:
- Compliance check cases to ensure that documentation meets
FCA requirements, assessing a variety of cases against regulatory and in house standards. - Record information accurately and ensure that all documentation and records are logged accurately.
- Liaise with internal stakeholders to ensure that cases are followed through to a positive outcome, ensuring that they are
compliant in the process. - Report results of assessments and monitor responses, as required.
- Analysis of results to identify trends, areas of development and potential risks.
- Make recommendations for remedial action where appropriate and ensure that the progress of such actions are monitored and adhered to, recording action points as required.
- Complete any additional administration tasks to ensure that compliance related tasks are efficient and meet the regulated standards.
SKILLS, QUALIFICATIONS and EXPERIENCE REQUIRED:
- Previous
compliance /
quality assurance experience within
Financial Services /
Mortgage and Protection environment would be preferred. - Excellent communication skills is essential as this person will have interaction with a number of different parties, on a regular basis.
- Attention to detail and a numerical approach is essential due to the nature of the administration tasks you will be focusing on.
- Ability to work as part of a team as well as on own initiative essential.
- A positive attitude and a flexible approach to supporting a busy team with additional duties, will aid long term progression within this very teamoriented environment.
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