Jobs
>
London

    Marketing Compliance Consultant - London, United Kingdom - Royal London Group

    Default job background
    Description

    Job Title: Marketing Compliance Consultant

    Contract Type: Permanent

    Location: London, Edinburgh, or Alderley Edge

    Working style: Hybrid 50% home/office based

    Closing date: 7th June 2024

    Royal London's Marketing and Communications team have an exciting new opportunity for a Marketing Compliance Consultant to join the team.

    This is a newly created role whereby the successful candidate will play a pivotal role in reviewing Royal London Asset Management financial promotions, ensuring they are compliant in line with FCA rules.

    About the role

    • Assess and approve Royal London Asset Management financial promotions and documents.
    • Offer marketing compliance support and guidance to all areas of the Proposition & Strategy and Marketing teams.
    • Be the first point of contact for compliance queries and investment management.
    • Provide compliance advice for marketing projects in relation to financial promotions.
    • Conduct control testing of the financial promotions review and approval process.
    • Deliver training to the Marketing Compliance team to help increase their knowledge.
    • Deliver compliance insight by monitoring regulatory developments at the FCA.

    About you

    • Proven experience in a Marketing Compliance role within an Asset Management firm is essential.
    • Knowledge of the FCA financial promotions rules and wider regulatory environment and framework is essential.
    • Excellent knowledge of investment matters in UCITS and AIFMD.
    • Excellent stakeholder management skills with the ability to build relationships and collaborate with stakeholders in the business.
    • IMC qualified would be advantageous but not essential.
    • Working knowledge of IMA rules.

    About Royal London

    We're the UK's largest mutual life, pensions, and investment company, offering protection, long-term savings and asset management products and services.

    Our People Promise to our colleagues is that we will all work somewhere inclusive, responsible, enjoyable and fulfilling. This is underpinned by our Spirit of Royal London values; Empowered, Trustworthy, Collaborate, Achieve.

    We've always been proud to reward employees by offering great workplace benefits such as 28 days annual leave in addition to bank holidays, an up to 14% employer matching pension scheme and private medical insurance. You can see all our benefits here - Our Benefits

    Inclusion, diversity and belonging

    We're an Inclusive employer. We celebrate and value different backgrounds and cultures across Royal London. Our diverse people and perspectives give us a range of skills which are recognised and respected – whatever their background.


  • Barclay Simpson

    Compliance Consultant

    3 weeks ago


    Barclay Simpson London, United Kingdom

    **Compliance Consultant - 12 Month FTC**: · - London · - £65,000 - £70,000 · - Job type: Contract · - Sector: Financial Services · - Job reference: MPC41194 · We're working with a leading consultancy group, who are looking to hire for a regulatory compliance consultant on a 12 mo ...

  • M&G plc

    Compliance Consultant

    4 weeks ago


    M&G plc London, United Kingdom

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to m ...

  • AJB Executive Search Limited

    Compliance Consultant

    3 weeks ago


    AJB Executive Search Limited London, United Kingdom

    **JOB SPECIFICATION** · Our client is a London based Regulatory consultancy providing Risk, Regulatory and Consultancy advice to a variety of different financial services clients. They are seeking to employ a number of Compliance Consultants to join the Financial Services Practic ...

  • Northern Trust Corp.

    Compliance Consultant

    3 weeks ago


    Northern Trust Corp. London, United Kingdom

    About Northern Trust: · Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. · Northern Trust is proud to provide innovative financial services and guidance to the world's most succe ...


  • CIBC London, United Kingdom

    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. · At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what ...


  • IQ-EQ London, United Kingdom

    Company Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · The S ...


  • IQ-EQ London, United Kingdom

    Company Description · IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. · **Job Description**: · The C ...


  • Resource Solutions London, United Kingdom

    Legal & General Investment Management are currently looking for a **Compliance Consultant **to support the ESG Regulatory Project with the implementation of SFDR and other EU and UK regulations. · **ALL APPLICANTS MUST BE BASED IN MAINLAND UK WITH A VALID RIGHT TO WORK IN THE UK. ...


  • KANTAR London, United Kingdom

    We go beyond the obvious, using intelligence, passion and creativity to inspire new thinking and shape the world we live in. · To start a career that is out of the ordinary, please apply... · Job Details · Kantar is the world's leading marketing data and analytics company. We hav ...


  • Colyer Dodd & Co Ltd London, United Kingdom

    This successful and expanding regulatory consultancy practice is flourishing due to its service and delivery to clients and they are looking to grow their team further. Specializing within the Payment Services sector; this role will focus on your technicalunderstanding of FCA Pay ...


  • M&G plc London, United Kingdom

    At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to m ...


  • Tantinet UK London, United Kingdom

    The position is available in a consultancy company (the Company) based in Canary · Wharf, London, as part of a group of small-mid size global companies (the Group) · which are engaged in regulatory compliance, fintech and brokerage businesses. The · Group is looking to strengthen ...

  • Hamlyn Williams

    Compliance Consultant

    2 weeks ago


    Hamlyn Williams United Kingdom

    Job Title: Compliance Consultant - Motor Finance · Job type: Contact · We are currently working with one of our Management Consultancy clients on a Compliance Consultant contract, with expressed interest of the ideal candidate coming from the Insurance sector, more specifically M ...

  • Bravo Networks

    Compliance Consultant

    3 weeks ago


    Bravo Networks united kingdom, United Kingdom

    ​Purpose of the Role · This exciting remote based opportunity has arisen to join our Broker Network Risk & Compliance (R&C) Team. · You will provide network members with compliance support through an annual programme of audit and health-check activities, the provision of guidanc ...


  • Zurich Insurance London, United Kingdom

    Support the European Risk & Compliance team in all aspects of implementing and maintaining an effective Risk & Compliance Management program and support the business to ensure compliance with legal obligations and effective management of other operational risks. · **What you will ...


  • Arthur London, United Kingdom

    **Arthur are delighted to be partnered with a client at the forefront of the professional services industry, particularly in the Insurance market.**They are looking for individuals at Director grade who have relevant experience and knowledge of conduct & compliance regulation in ...


  • Fintrail London, United Kingdom

    **About FINTRAIL**: · FINTRAIL is a global financial crime and regulatory compliance consultancy supporting the FinTech, banking and regulated financial services sectors, ensuring they meet regulatory expectations and can effectively combat financial crime risks, enabling them to ...

  • Hamlyn Williams

    Compliance Consultant

    2 weeks ago


    Hamlyn Williams London, United Kingdom

    Job Title: Compliance Consultant - Motor FinancenJob type: Contact · We are currently working with one of our Management Consultancy clients on a Compliance Consultant contract, with expressed interest of the ideal candidate coming from the Insurance sector, more specifically Mot ...


  • eFinancialCareers London, United Kingdom

    **Key Responsibilities** · - Audit experience of AML, Sanctions, and General Compliance · - Ability to conduct testing · - Send document requests · - Complete workpapers and QA of workpapers · - Draft audit reports for each legal entity · - Further ad-hoc requirements around work ...

  • Hamlyn Williams

    Compliance Consultant

    2 weeks ago


    Hamlyn Williams London, United Kingdom

    Job Title: Compliance Consultant - Motor FinanceJob type: ContactWe are currently working with one of our Management Consultancy clients on a Compliance Consultant contract, with expressed interest of the ideal candidate coming from the Insurance sector, more specifically Motor F ...