Ad Regulatory Compliance - London, United Kingdom - Compliance Professionals
Description
THE COMPANY:
Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week.
THE RESPONSIBILITIES:
- Assist in the management, supervised by the Director, Risk & Compliance, of the risk and compliance programs and strategic initiatives, including:
- Implementation and monitoring of the risk strategy, plans and policies
- Providing advice on all regulatory matters impacting business objectives
- Initial, annual and ad hoc compliance and risk management training for existing staff
- Management and liaising with regulators
- Liaison with and management of external legal and internal audit providers
- Meeting statutory and regulatory compliance requirements for managed products / clients
- Assist in the management of the Insurance program
- Contributing to all other strategic projects as directed by the Director, Risk & Compliance
- Supporting the delivery of risk governance within the firm, including management and Board committees charged with overseeing risk and compliance matters
- Working collaboratively with all key stakeholders (including the Executive Director and/ or Directors, Risk & Compliance)
- Input and support across the global Risk & Compliance function
- Liaising with and management of external service providers
- Providing regulatory advice and analysis with regards to regulatory matters
EXPERIENCE REQUIRED:
- Significant related industry experience in compliance roles; This can include experience within legal and risk roles also.
- Sound understanding of risk management frameworks and compliance requirements
- High level knowledge of all regulatory requirements impacting the Business
Location:
London
Specialism:
Monitoring
Salary:
£100,000-£120,000 DOE
Type:
Permanent
Reference:
18705
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