Compliance Assistant - London, United Kingdom - Compliance Professionals

Compliance Professionals

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

THE COMPANY:

Our client is a well regarded derivatives firm. They are looking for a Compliance Assistant to join the London-based team.

THE RESPONSIBILITIES:

Carrying out and improving the Compliance Monitoring Programme.
Implementing and reviewing the firm's policies and procedures.
Onboarding new counterparties.
Assisting with maintaining relationships with regulators, exchanges and other third parties.
Submitting regulatory reports and filings.
Supporting regulatory change, new business and company projects.
Providing daytoday support to the trading, technology and operations functions.
Delivering training.

EXPERIENCE REQUIRED:

Experience in a financial services firm ideally with some compliance experience
Strong attention to detail and organisational skills.
An interest in, and understanding of, the financial markets.
Collaborative team player who is responsible, proactive and selfmotivated.
Some experience working in a regulated environment preferable.
Understanding of the rules of the FCA and exchange rulebooks.
Understanding of antimoney laundering/countering financial crime requirements.
Adept at collating due diligence materials from a number of sources.

For further information please contact Natalie Eshelby

Location:

London

Specialism:
Monitoring

Salary:

£ Competitive salary

Type:
Permanent

Reference:
18813