Avp Central Compliance - London, United Kingdom - Morgan McKinley

Morgan McKinley
Morgan McKinley
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description

Responsibilities below:

  • Maintenance of the firms inside information registers and information walls in the relevant systems
  • Communication and Management of the firms updates to its Global Restrictive List (GRL)
  • Implementation of certain controls as they pertain to the GRL
  • Assisting in the coordination and delivery of the Compliance Risk Assessment
  • Supporting in the running of other processes within the remit of the Central Compliance team as required, including Personal Account Dealing, Outside Business Interests and the Fit and Proper declaration process.
  • Implementing continuous improvement in Central Compliance processes
Generalist, Central Compliance or Control Room experience is preferred.

For further information please do not hesitate to contact me on

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.
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