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Cambourne

About me:

Compliance is transitional and the challenge is always to transform the business processes according to changing environment.


I am looking for projects in Governance, Risk and Compliance, Process Remediation, Gap Analysis in Mortgage, Equity Release Mortgage, Wealth Management.

I am also good at Training Needs Analysis and Mentoring, Asset Allocation and Fintech Liaison.

Experience

Accomplished Compliance Consultant, with over 20 + years’ experience in delivering advisory solutions – spanning Regulatory change, Compliance advisory/monitoring including reporting into key governance boards, File Checking, Operational Support and Business reviews. 

 

Previous assignments included QC, QA, Supervisory and advisory roles with major Banks, Networks, and Independent Financial Advisers across various Asset classes. 

 

Compassionate team leader, mentor and coach, encourages personal and professional growth for all to succeed with an ability to lead a team as well as be part of a team. 

Education

It has been a while since I completed my Level 4 CII Diploma in Financial Advice (DipFA). Prior to that I had completed my Advanced Diploma in Mortgage.

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