- Review and update procedures documents and key controls as appropriate and work with the CF10a team to ensure that CASS Operational Risk Framework reflects current controlsFacilitate, review, challenge and support departmental Risk and Control Self Assessments as required, including identification and reporting of emerging risks;Contribute to refining the collation and reporting of Key Risk Indicators with escalation of areas outside of risk appetite presented through the governance structure;Support consistent risk reporting to management that is of a high standard and submitted by deadlinesSkills/ Experience Required2-5 years operational risk experience within financial services (Wealth or Private Banking ideal not essential), with significant time spent in 1LOD.Understanding of the regulations and processes required in a front office facing roleArticulate and polished communicatorRelevant Risk qualifications desirableMust be available immediately or at short notice
Financial Risk Analyst - London, United Kingdom - Bruin
Description
Leading Wealth Manager seeking an Operational Risk Analyst to join their 1LOD team in London, initially on an 18 month fixed-term contract.
Key ResponsibilitiesSupport the day to day activities of the client-facing teams in terms of identifying and reporting operating events, champion the embedding of the Operational Risk Framework and a continuing risk-aware culture, including awareness of Client Asset regulations ('CASS').
Monitor and challenge the timely escalation, quality and progress of all potential and crystalised risks through operating events and ensure the data is kept maintained in the risk system (OpenPages) Analyse operational risk themes and perform thematic risk reviews to drive opportunities in the business to improve operational efficiency and mitigate risk.