Jobs

    D&I Senior Manager/Director - Perth, Perth & Kinross, United Kingdom - Eden Scott

    Eden Scott
    Eden Scott Perth, Perth & Kinross, United Kingdom

    3 weeks ago

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    Description

    An outstanding opportunity has arisen with our regional client for an experienced compliance, training and competency professional to join their management team.

    The position can be based anywhere in Scotland on a blend of home and office working (to be negotiated). Pre-approval of higher risk business files on a pro-active basis. Pre-approval of files, system management and continual improvement of final salary transfer process which is currently in place
    Regular adviser T&C meetings with Key Performance Indicators being analysed and discussed
    Involvement in recruitment and training of any new IFA appointments

    Regular communication and reporting will be required to the firm's senior management team on a regular basis on all relevant training and competence compliance issues and an expectation to have up to date knowledge on all relevant product, legislative and technical changes.

    Complying with the relevant compliance, TCF, T&C, Senior Managers & Certification Regime, financial crime anti-money laundering, data security, anti-bribery, fraud and corruption, GDPR procedures of the firm at all times is imperative to the role.

    Candidates must hold a Diploma in Financial Planning (Level 4) minimum and it is essential that you will already work within the Financial Sector with experience as a Training and Competency Officer at a minimum level to support existing requisite technical knowledge and qualification e.g.

    G60/AF3/AF with a preference for having worked within a wealth management firm.

    In return they are offering a highly attractive overall package, a rare opportunity to join their management team and add value from the outset - able to see where your contributions make a difference.


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