Compliance Officer - London Area, United Kingdom - Taylor Root

Description

The Role

We are currently working with an ambitious law firm who are looking for a Compliance Officer to join their team in London.

Some of your responsibilities will include:

• Analysing conflict search results utilising Intapp Open software, identifying potential regulatory and/or commercial conflicts and facilitating the resolution of these.
• Managing incoming requests for new client and new matter openings and assessing any conflicts- or AML-related risks.
• Researching new clients for CDD purposes and assisting fee-earners in obtaining the information and documentation required for this purpose.
• Conducting sanctions screening.

Requirements for the Role:

• 1.5 years compliance experience working with a law firm.
• strong understanding of Anti-Money Laundering legislation and conflicts rules applicable in all jurisdictions in which the firm operates.
• experience and confidence in making decisions regarding conflicts and AML issues and explaining those decisions to senior stakeholders within the business.