Aml Financial Crime Manager - London, United Kingdom - Davies Resourcing

Davies Resourcing
Davies Resourcing
Verified Company
London, United Kingdom

4 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description

My client is a leading City based firm who are seeking an experienced Compliance professional with a background in Private Banking and / or Wealth Management.

Acting as a key person to advise the business on Financial Crime matters you will work closelywith the MLRO and senior Exco to provide support to the business and strengthen the existing controls in the business.

Duties and responsibilities will include


Assist the MLRO in taking on responsibility for ensuring that the firm has a robust framework in place covering all aspects of Financial Crime including AML, Sanctions, Market Abuse, Bribery & Corruption, Fraud, Cybercrime regulation etc.


  • Assist with the implementation of the firm's risk and compliance policies and procedures
  • Assist in the development and embedding of the firm's Risk Management Framework
  • Conduct reviews across the business to highlight and mitigate any potential Financial Crime risks
  • Lead and drive implementation of new Financial Crime rules, guidance and industry findings
  • Provide Management Information, including drafting the annual MLRO report
  • Create an enhanced and effective on boarding and review process
  • Monitoring of SARs & STORs and liaising with the NCA / FCA
  • Assist in investigating suspicious behaviour, including dealing activity and transactions alerted via the trade surveillance system or information requests received from Exchanges or Regulators.
  • Generalist Compliance experience in the Wealth Management sector
  • Good knowledge of regulations around Financial Crime particularly relating to the Wealth Management sector.
  • The ability to assimilate information and produce well written succinct detailed reports for senior management.
More jobs from Davies Resourcing
See all jobs of Davies Resourcing