Compliance Officer - Edinburgh, United Kingdom - MB Fitzgerald

MB Fitzgerald
MB Fitzgerald
Verified Company
Edinburgh, United Kingdom

1 week ago

Tom O´Connor

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Tom O´Connor

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Description

Compliance Officer - Advice Quality - 100% flexible Home Based working - to £50,000 plus Benefits


MBF have recently picked up an excellent new vacancy which can be based anywhere in the UK, either 100% from home or from your local office (or a mix of both).

Our client, a National Wealth Management Organisation, are currently looking to hire a Compliance Officer to their busy team.


The role:

  • Assisting the Compliance Manager to implement and review strategic business plans for the Compliance function to contribute to the overall compliant operations of the firm
  • Assisting with compliance induction for new staff
  • Providing guidance and support to advisers and support staff
  • Providing feedback to advisers and support teams on new business and ongoing review file checks and ensuring any remedial action required is completed
  • Providing support in monitoring effective systems and controls to counter money laundering or financial crime risks
  • Maintaining accurate, up to date and detailed compliance records and registers
  • Updating policies and procedures as and when required
  • Contribute to the effectiveness of the Group through delivering coaching and training sessions as required.

Requirements:


  • Previous experience of working within a Financial Planning environment is ESSENTIAL
On offer

  • Generous salary of up to £50,000 plus company benefits and bonus
  • Completely flexible working work from home, the local office or a mix of both
  • Flexible working hours
  • Study support and progression opportunities
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