- Advise and guide the client onboarding team on KYC/CDD/EDD (High-Risk and Complex).
- Advise the business on AML and fraud controls, improving frameworks, et cetera.
- Manage and implement projects concerning financial crime controls from beginning to end.
- Design and review financial crime policies, processes and procedures.
- Ensure the financial crime framework is fit for purpose.
- The Financial Crime Manager will draft reports for Senior Management and the DMLRO
- Liaise with Internal and External Audit to ensure appropriate third line oversight.
- Ensure horizon scanning on evolving financial crime risks including remaining up to date on global regulatory compliance, emerging trends and opportunities, and legislative matters; and affect change as require.
- Assist the DMLRO with ad/hoc and day to day matters.
- Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training.
- When dealing with all customers, clients or colleagues ensure that we provide a clear, fair and consistent high-quality service that presents a professional and positive image of CMC Markets
- Take all reasonable steps to ensure appropriate confidentiality.
- Undertake such other duties, training and/or hours of work as may be reasonably required, and which are consistent with the general level of responsibility of this role.
- Experience of building AML controls including KYC and Due Diligence Requirements considering different jurisdictions and Group entities
- Demonstrable experience of building frameworks for institutional / professional clients is required.
- The Financial Crime Manager will have gained experience working within the Derivatives market.
- Experience with sanctions monitoring, building/maintaining a sanctions control framework.
- Expert/Specialist in KYC/CDD/EDD (High-Risk and Complex Clients).
- Confident, self-starter with an ability to work under pressure and independently as well as part of a team.
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Financial Crime Manager - London, United Kingdom - CMC Markets UK Plc
Description
We are currently looking for an Interim Financial Crime Manager to join the London team on a 6 month FTC.
The Financial Crime Manager will assist the DMLRO in building and maintaining effective AML control frameworks including KYC/CDD/EDD requirements, sanctions screening and ongoing monitoring.
*** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool Street. ***
ROLE AND RESPONSIBILITIES
KEY SKILLS AND EXPERIENCE
?CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability, or age.
