Director Market Risk - London, United Kingdom - KennedyPearce Consulting

Description

Are you a Market Abuse, Surveillance or Compliance Monitoring Specialist with Financial Services experience?

Our client, a Fintech and trading brokerage, are looking to hire a Market Abuse Manager (no line management) with ideally at least 3 years' of previous trade surveillance / compliance monitoring experience.

Based in their London (City) office and offering a competitive base salary up to £80,000. Alongside 1 day working from home, pension, annual leave, and wider benefits

will support the Head of Compliance & MLRO with managing the group's UK market abuse framework and ensuring potential related risks are identified.

sound advice and act as a stakeholder in relation to trade surveillance and market abuse matters and build relationships with Front office to undertake smooth investigations.

years (at least) of previous compliance monitoring and trade surveillance experience within a Financial Services (ideally trading / brokerage) environment.

knowledge of market abuse practices and conduct regulations and undertaking the market abuse risk assessment.
excellent communicator with comfortability liaising with stakeholders at all levels (Director / Senior Management).

If this sounds like a fantastic opportunity for you, or someone in your network, and you're interested in hearing more.

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