Compliance Officer - London

En el marco de nuestro crecimiento y fortalecimiento organizativo, buscamos incorporar un/a Compliance Officer a nuestro equipo. · ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

We are seeking an experienced Compliance Officer to hold the FCA-approved SMF16 – Compliance Oversight function. This role provides independent oversight of regulatory compliance for a consumer credit-regulated charity and ensures that the lending and operational activities meet ...

A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London.This is an excellent opportunity for a compliance professional with experience in conflicts, AML, and client onboarding to join a collaborative and h ...

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework. · ...

We are seeking a Compliance Officer to join our team in London. The successful candidate will have at least three years of experience in general compliance, including monitoring and regulatory reporting. · Undertake activities of the Compliance Monitoring Programme - not limited ...

A leading Commodities Broker in London is looking for an experienced Compliance Officer to join their team. · Act as the compliance specialist on complex regulatory implementations (e.g., MiFIR/EMIR reporting). · Oversee and guide the compliance monitoring plan. · Provide timely ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

We're working with a leading hedge fund that has grown rapidly in recent years and places a strong emphasis on building a robust, technology enabled compliance framework. · ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

You'll play a key role in ensuring all regulatory requirements through monitoring, reporting, and supporting key compliance initiatives are met. · Support the Compliance Team in managing compliance matters and developing the function. · ...

Role: · Compliance Officer · Department: · Compliance · Location: · London · The Compliance Department at Millennium serves to adopt, implement, and carry out a Compliance programme, including policies and procedures, processes, systems, controls, surveillance, testing and report ...

A growing lending and financial services firm is hiring a Compliance Officer based in London. · ...

Compliance and Ethics Officer. · I have an exciting opportunity with an international energy trading firm that are looking for someone to join their Global Corporate Compliance Team in London. Within this role, your responsibilities will include overseeing compliance with Interna ...

A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London. · ...

We are seeking an experienced Risk & Compliance professional to join our team in London. · Analysing conflict search results to identify potential conflictsResearching new clients for CDD purposesManaging incoming requests for new client/matter openingsAssisting with testing soft ...

TripLink UK is seeking a skilled and experienced Compliance Officer to join our growing London team. · Assist in the preparation and submission of the EMI license application · Evaluate compliance risks and develop practical solutions · Maintain an effective compliance program wi ...

As a Compliance Officer, you will be responsible for ensuring the organisation meets its regulatory obligations and upholds strong governance standards. · Developing and monitoring compliance policies, · conducting risk assessments and audits, · advising senior management on regu ...

This is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. · The role sits as the No.2 to the General Counsel & Head of Compliance, · giving the right candidate high visibility, · responsibility and i ...