- Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
- Competitive salary and non-contributory pension
- 30 days' holiday plus bank holidays, with the option to purchase additional days
- Life Assurance and Private Healthcare for you and your family
- A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
- The opportunity to support a wide ranging CSR programme + 2 days' volunteering leave per year
- Acting as a conduit between London and Birmingham based teams whilst understanding high-complex processes, including making judgment calls which require strong interpretation skills
- Performing the review and investigation of surveillance alerts and escalations in a timely manner, taking any necessary action for Trading, Communications and Information Barriers Surveillance, ensuring consistent delivery & service levels are maintained
- Reviewing and opining on alerts; Trading, emails and other communications (i.e., voice) for potential breaches of laws, regulations and internal policies
- Developing methodologies to identify, monitor and test areas of compliance risk whilst building and fostering close relationships with stakeholders
- Working with Compliance Information Technology in the preparation and User Acceptance Testing of new models, amendments to existing to ensure effectiveness and coverage of alerts
- Specific surveillance, trading or middle office experience covering a variety of financial products is beneficial
- Compliance/regulatory experience would be beneficial
- An ability to manage to deadlines and ensuring adherence to regulatory/audit requirements
- Excellent presentation skills, both oral and written
- The ability to explain complex concepts in simple and easy to understand way
- Training and development to help you excel in your career
- Flexible working to assist you balance your personal priorities
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs
-
Intelligence Researcher
1 week ago
NetWatch Global Birmingham, United Kingdom**How to Apply** · ONLY APPLICATIONS WITH COVERING LETTERS & FULL EDUCATION HISTORY INCLUDING GRADES ACHIEVED WILL BE CONSIDERED · 2) Submit PDF copies of your CV and covering letter to the Indeed platform (please avoid using the Indeed CV template). · **The Organisation** · NetW ...
-
Business Administration Apprentice
1 day ago
NetWatch Global Birmingham, United Kingdom**How to Apply** · **Job Details** · Role: Business Administration Apprentice · Location: based in Birmingham, UK in close proximity to the city centre · Length of Placement: 21 months · Working Hours: 37.5 flexi hours per week Mon-Fri (includes 6 hours of study towards qualifica ...
-
Business Administration Apprentice
1 week ago
NetWatch Global Birmingham, United Kingdom**How to Apply** · **Job Details** · Role: Business Administration Apprentice · Location: based in Birmingham, UK in close proximity to the city centre · Length of Placement: 21 months · Working Hours: 37.5 flexi hours per week Mon-Fri (includes 6 hours of study towards qualifica ...
-
Traffic Administrator
1 week ago
Multimatic Coventry, United Kingdom**Location**: Multimatic EU-Matic, Coventry, West Midlands, United Kingdom · **Position Overview**: · Multimatic EU-Matic is a state-of-the-art manufacturing facility located in Coventry, United Kingdom. It is Multimatic's European base for mechanisms production, supplying automo ...
-
Analyst (Remote working)
1 week ago
Deutsche Bank Birmingham, United Kingdom Full timeJob Title Compliance, Surveillance Analyst · You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and ...
-
Technical Pensions Analyst
1 week ago
PNC Financial Services Group, Inc. Birmingham, United KingdomLoan Support Analyst - Borrower Services - Midland page is loaded Loan Support Analyst - Borrower Services - Midland · Apply locations Birmingham - Brock (AL112) time type Full time posted on Posted 2 Days Ago job requisition id R145399 Position Overview · We work together each ...
-
Pensions Project Analyst
1 week ago
Deutsche Bank Birmingham, United Kingdom Full timeJob Title Project Management Analyst (Surveillance) · Compliance Transformation supports the delivery of the Bank's regulatory agenda by providing best in class Transformation, Change and Project delivery expertise. You will work on projects to deliver Compliance's strategic obj ...
-
Loan Support Analyst
4 days ago
PNC Financial Services Group, Inc. Birmingham, United KingdomLoan Support Analyst - Borrower Services - Midland page is loaded · Loan Support Analyst - Borrower Services - Midland · Apply locations Birmingham - Brock (AL112) time type Full time posted on Posted 2 Days Ago job requisition id R145399 Position Overview · Job Description ...
-
Goldman Sachs Group, Inc. Birmingham, United KingdomOUR IMPACT · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. A ...
-
Project Management Analyst
1 week ago
A637 DBOI Global Services (UK) Limited Birmingham, United Kingdom Full timeDescription · : Job Title Project Management Analyst (Surveillance) · Location Birmingham · Corporate Title Assistant Vice President · Compliance Transformation supports the delivery of the Bank's regulatory agenda by providing best in class Transformation, Change and Projec ...
Compliance, Surveillance Analyst - Birmingham, United Kingdom - A637 DBOI Global Services (UK) Limited
 Limited&v=024){kind=logo}
Description
Description
:Job Title Compliance, Surveillance Analyst
Location Birmingham
Corporate Title Associate
You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking.
The role will also involve participating in Surveillance projects, including contributing to enhancement of existing surveillance scenarios, new products, financial exchanges and jurisdictions, as well as other enhancements to the effectiveness or efficiency of surveillance.
What we'll offer you
A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That's why we are committed to providing an environment with your development and wellbeing at its centre.
You can expect:
Your key responsibilities
Your skills and experience
How we'll support you
Please note the expected salary for some roles may be below the minimum level requirements to support candidates who require a Skilled Worker visa to work in the UK. Should you already have a Skilled Worker visa and are identified for a role, we can discuss and support you with the process
About us
is the leading German bank with strong European roots and a global network. Click to see what we do.
Deutsche Bank in the UK is proud to have been named a for three consecutive years. Additionally, we have been awarded a Silver Award from Stonewall for two years running and named in their for our work supporting LGBTQ+ inclusion.
Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.
We promote good working relationships and encourage high standards of conduct and work performance.
Compliance, Surveillance Analyst professionals in Birmingham
-
ebheto ahme
Analyst
-
Aumair Khalid
Tele sales Executive/ Stock Broker
-
John Zabula
Senior Software Development Engineer
-
Furqan Javaid
Continuous Improvement & Hard work