Compliance Advisory Manager - London, United Kingdom - Waterhouse-Kern Associates

    Waterhouse-Kern Associates
    Waterhouse-Kern Associates London, United Kingdom

    2 weeks ago

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    Description

    Job Description

    Waterhouse-Kern Associates is working closely with a leading and contemporary loans and credit card company to find a Compliance Advisory Manager.

    You will need a broad knowledge of the Consumer Credit Regime, including both credit cards and personal loans experience.

    The role will be responsible for the providing regulatory compliance advice to the business on all aspects of its consumer lending products, and for monitoring any future changes in regulation that may impact the business. The successful candidate will also play a major role in driving forward the continuous improvements required under the Consumer Duty.

    Key Responsibilities & Objectives

    · Work with the Chief Compliance Officer to continue to deliver the requirements of the Consumer Duty across the business.

    · Work with the Chief Compliance Officer to identify potential areas of regulatory risk with regards to compliance and customer outcomes across the business.

    · Maintain the compliance policies and procedures, and relevant operational policies and procedures, suggesting additions and/or improvements where appropriate.

    · Produce high quality monitoring reports, suggesting remedial action where required and tracking issues to closure.

    · Work closely with the Head of Risk Assurance to maintain and review breach and incident logs where appropriate.

    Skills/Knowledge

    · Previous experience in a similar compliance role.

    · Ability to analyse regulatory requirements, recommend and implement changes that drive a positive compliance culture.

    · Self-motivated, able to operate independently with a high attention to detail.

    · An excellent work ethic with a real passion to drive improvement and a proven ability to enhance the internal regulatory framework.

    Qualifications

    · Degree level qualification.

    · Experience of working in a retail consumer finance business is essential, preferably in an enhanced firm under the Senior Managers and Certification Regime.

    · Good working knowledge of all regulations relating to consumer finance, in particular the key requirements of the Consumer Duty.