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- Monitor and comprehend the Firm's ongoing regulatory reporting obligations
- Ensure remediation and re submission of transactions within Regulatory deadlines or agreed time frames
- Supervise the work of team members to maintain high standards, offering appropriate training and development programs for continuous competency and knowledge sharing
- Conduct regular risk and control assessments, recording and demonstrating a robust control environment, and promptly addressing any failing, missing, or inadequate controls.
- Minimum 5 years of experience, with demonstrated team management experience.
- Excellent detailed knowledge of MIFID, EMIR Refit, UKMIR, and Refit mandatory
- Desirable experience includes AIFMD, Shareholding Disclosures, and SFTR
- Experience in using the following tools and platforms: UnaVista; Tradecho; DTCC; RHUB and Kaizen
Regulatory Reporting Manager - London, United Kingdom - Eames Consulting
Description
A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team.
Key responsibilities will include:
Experience Required:
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