Senior Compliance Consultant - London, United Kingdom - InterQuest Group

Description

Job Description

InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Capital Markets division. As a Capital Markets expert, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a culture-orientated business focussed on providing the best support to their clients.

Responsibilities include:

• Managing client relationships, providing guidance and support on their FCA regulatory obligations
• Providing training on regulatory change and assisting with the change and development of their policies and procedures.
• Being the main point of contact for technical queries relating to the regulatory environment, including reviewing marketing materials.
• Assisting firms through FCA application processes and Change in Control.
• Conducting compliance monitoring reviews, providing comprehensive feedback to the business.

The right candidate will have:

• Strong FCA regulatory knowledge applicable to Capital Markets, including MiFID and AIFMD firms.
• Proven compliance experience within Hedge Funds.
• Detailed knowledge of SMCR, Conduct of Business, AML and Market Abuse requirements.
• Commercial/business development and consultancy experience preferable.

Get in touch now to progress your career : Send me your CV directly on or call on