Risk and Compliance Officer - London, United Kingdom - Black Swan Group

    Black Swan Group
    Black Swan Group London, United Kingdom

    1 week ago

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    Description
    AML Compliance Officer – Prop Trading Firm - London

    Our client is a leading prop trading and market making firm in London.

    The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices.

    They are currently seeking an AML Compliance Officer to join their Compliance team and contribute to the success and growth of the firm.


    As an AML Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's financial crime programme.

    You will report to the Head of Compliance and will be part of a small team.

    The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.

    Working with the MLRO on KYC documentation and reviews, including administering the firm's AML platforms and programme.


    • Conducting AML and sanctions due diligence reviews.
    • Contributing to the administration of the Compliance Monitoring Programme.
    • Monitoring regulatory horizons for requirements that will impact the firm.
    3 to 7 years UK compliance experience in a regulated firm. Quantitative trading firm, investment banking or asset management compliance experience is preferable.
    Prior experience with AML/KYC review and documentation is essential.

    You must be comfortable administering the firm's AML platforms and managing the BAU KYC programme, including collaborating with relevant internal and external stakeholders.

    Strong working knowledge of the UK and EU regulatory environment and its implementation, with a particular focus on global sanctions regimes and compliance.

    Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.


    If you believe you have the skills and experience to excel in this role and contribute to the firm's continued success, we encourage you to apply.