Compliance Consultant - Glasgow, United Kingdom - Meraki

Meraki
Meraki
Verified Company
Glasgow, United Kingdom

4 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description
Meraki Talent's industry leading Life & Pensions client are looking for a Compliance Consultant.


This role sits within the Compliance 'second line of defence' function - this function is key in helping the wider risk/compliance team and Board to understand how regulatory and conduct risks are being managed across the entire business.

This is your chance to join a successful team where hard work is recognised.


Responsibilities of the Position:


  • Lead the annual review of conduct/compliance policies.
  • Maintain and develop relationships with key business areas whilst retaining the independent status required of an assurance function
  • Reviewing Risk MI packs
  • Support the delivery and execution of the Risk Assurance and Compliance Monitoring Plan by conducting regular reviews across various areas of the business
  • Work with business managers to improve control effectiveness and agree any action required
  • Assist other Monitoring Consultants in the delivery of their work.
  • Assist the Compliance Manager in development of the annual Compliance Monitoring Plan.
  • Interpret new regulations, undertake impact assessments and advise/support the business with implementation
  • Prepare updates to the Executive Management team on regulatory change affecting business processes

Background of the Position:


  • You will have at least three to four years working experience in financial services within a life insurance firm
  • Knowledge of Life, Pensions, Savings and pure protection products.
  • Extensive experience in review/audit techniques assessing regulatory requirements of the function being reviewed, scoping reviews, determining review approach and testing controls
  • Experience of supporting the delivery of riskbased Risk and Compliance monitoring plans
  • Experience of delivering highquality outputs to a high level of consistency within a demanding environment
  • Enthusiastic and positive cando attitude
More jobs from Meraki
See all jobs of Meraki