- Attend meetings and take minutes.
- Prepare Board and Committee meetings information and packs.
- Assist in the administration complaints, maintain records, report to Lloyd's/FOS, and prepare files.
- Support regulatory reporting by maintaining the business timetable and advising on upcoming deadlines.
- Assist in drafting and updating policies, procedures, and guidelines.
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Compliance Assistant
3 days ago
Career Legal London Area, United KingdomCOMPLIANCE ASSISTANT · UP TO £27,000PA + BENEFITS · LONDON BASED · PERMANENT OPPORTUNITY · TOP UK LAW FIRM · I am currently partnered with a top UK law firm in London - they're actively recruiting for someone to join them on a permanent basis, working as their new Compliance Ass ...
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Compliance Assistant
3 weeks ago
Natixis Investment Managers London Area, United KingdomAt Natixis Investment Managers, we continuously work to create an environment that promotes diversity and inclusion in all its forms, across gender, race, religion, sexual orientation, disability, ethnicity and background. We believe this creates equal opportunities for our emplo ...
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Compliance Monitoring Officer
3 days ago
Britannia Global Markets Limited London Area, United KingdomThe Compliance Monitoring Officer plays a critical role in ensuring the adherence of the brokerage firm to regulatory requirements and internal policies. This position involves undertaking compliance monitoring in accordance with the task driven schedule outlined in the Complianc ...
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Paralegal
3 days ago
One Ten Associates London Area, United KingdomOne Ten Associates are partnering with a growing multi-strategy fund that is looking to hire a Paralegal to support their Legal and Compliance functions, based in London. · The fund has produced strong returns in recent years. We are seeking a Paralegal or Legal & Compliance Anal ...
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Compliance Analyst
3 days ago
Edenbrook London Area, United KingdomAn all-encompassing Compliance Analyst opportunity working with a rapidly growing Lloyd's/ London Market insurer looking to double in size over the next two years. Reporting into the Compliance Manager, you will support on a wide range of day-to-day Compliance activities. · Key R ...
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Compliance Monitoring Associate
3 days ago
Austin Andrew Ltd London Area, United KingdomThe primary objective of the role will be to assist in the execution and ongoing improvement of the Compliance Monitoring Programme as well as to act as a Compliance generalist and provide ad-hoc support to the wider business. · Key Responsibilities · Assist the Compliance Office ...
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Legal & Compliance Paralegal
6 days ago
Taylor Root London Area, United KingdomOur client is seeking a Legal Assistant/Paralegal to join a fast-paced, dynamic insurance business. · This is an excellent opportunity to be involved in a broad range of work and have valued input in the company's legal and compliance matters. You will be based in London, and th ...
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Compliance Manager
3 days ago
mbf London Area, United KingdomCompliance Manager · London / Hybrid - £95,000 · We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed ...
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Junior Compliance Officer
3 days ago
Guardian Professional Corporate Services London Area, United KingdomBased in London, Guardian HR is a growing, forward-looking business that offers its employees career development and a fast-paced, collegial, working environment. · We offer recruitment services designed to meet our client's business needs. From planning, all the way through to o ...
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Compliance Associate
3 days ago
twenty84 London Area, United KingdomAre you passionate about financial services compliance and seeking a new opportunity in London? We are currently hiring for a Compliance Associate to join our thriving Compliance Consultancy. · This collaborative role offers an attractive salary of up to £30,000 and an excellent ...
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Compliance Officer
3 days ago
Bruin London Area, United KingdomCompliance Advisory at a reputable Wholesale Bank · Duties to include but not limited to: · Provide Compliance Advisory to UK business units. · Implements, advises on and monitors adherence to relevant regulations · Horizon scanning · Work closely with and assist the Compliance ...
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Chief Compliance Officer
3 days ago
Morningstar Sustainalytics London Area, United KingdomAbout the role: · Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program. · This position reports to the Global Chief Compliance Officer ("GCCO") Ratings and Benchmarks. · Job ...
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Legal & Compliance Analyst
1 week ago
Bruin London Area, United KingdomLegal & Compliance Analyst · Position: Permanent, full-time · Salary: Competitive + Bonus + Benefits · Location: London, UK · Reporting to: Chief Legal & Compliance Director · Direct Reports: N/A · WFH: 3 Days office-based · Direct Reports: N/A · The Role · This is a new ...
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ICM Group London Area, United KingdomICM Group is seeking Field Compliance Coordinator to join an Oil & Gas company in Saudi. · Location: Saudi Arabia (Relocation position) · Job overview · Northern Area Power Operation department under Power Systems Organization is currently seeking an experienced Field Compliance ...
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Compliance Manager
3 days ago
Fintellect Recruitment London Area, United KingdomOur Client · Our client is on a quest to be the world's most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions. · The founding team is in place, and they have launched ...
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Head of Compliance
3 days ago
Symes Collins London Area, United KingdomHEAD OF COMPLIANCE - COMMERCIAL BANKING COMPLIANCE EXPERIENCE REQUIRED · £150K - £175K plus excellent bonus & benefits Hybrid (City of London) · Ref:4038G · Our client, a leading UK Bank, now seeks a new Head of Compliance. Managing a team, reporting to the CRO and liaising with ...
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Legal Assistant
3 days ago
May & Stephens London Area, United KingdomLegal Assistant · London · Hybrid · £35,000 - £38,000 · Our client, an established and highly regarded finance broker with a global profile, is seeking a Legal Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Le ...
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Central Compliance Officer, VP
3 days ago
Societe Generale Corporate and Investment Banking - SGCIB London Area, United KingdomSummary of the key purposes of the role · § Perform tasks specifically under the remit of Central Compliance including but not limited to - · Creation and management of annual Compliance Programme and associated processes including policy and training frameworks, oversight and in ...
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Senior Company Secretarial Assistant
3 days ago
BWW Recruitment London Area, United KingdomUnique financial services group (NFP with a strong social purpose) has a newly created role for a Senior Company Secretarial Assistant to join its team. This role will offer you the opportunity to develop your governance and compliance experience within a unique Financial Service ...
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Compliance Team Leader
6 days ago
Taylor Root London Area, United KingdomThe Role · We are working with an international law firm who are looking for a Compliance Team Leader to join their team in London. · The Compliance Team Leader will be involved in conflicts, anti-money laundering (AML), sanctions and supervision of a sub team. Intapp is the ...
Urgent Company Secretary and Compliance Assistant - London Area, United Kingdom - Eames Consulting
Description
Eames is partnering with a London Market Lloyd's Syndicate who are looking for a Company Secretary and Compliance Assistant.
The Individual will be working closely with the Assistant Company Secretary for Secretary matters and will report into the Head of Compliance.
Core Responsibilities: