Marketing and Distribution Compliance Associate - London, United Kingdom - eFinancialCareers

Tom O´Connor

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Tom O´Connor

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Description

You will be:


Review marketing materials, due diligence responses, investor communications and other fundraising and reporting related materials across various investment strategies from a legal, regulatory and compliance perspective.

Review and advise on retail fund marketing and distribution related matters.
Assist in maintaining internal policies and procedures and current regulatory guidance with respect to marketing.

Develop educational materials and trainings for Real Estate business professionals with respect to EMEA marketing and fundraising regulations and protocols.

Assist in assessing current and prospective regulatory risk through industry interaction and research.
Assist with other day-to-day legal and compliance matters if/as needed.

You will have:
Prior experience: 4-7 years at a law firm and/or investment management firm.
Prior experience in a relevant marketing/distribution compliance role.
Prior experience with real estate investment funds an asset.

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