Jobs
>
London

    VP, Tech Risk Management - England, United Kingdom - BNY Mellon

    BNY Mellon
    BNY Mellon England, United Kingdom

    5 days ago

    Default job background
    Description
    BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology.

    We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration.

    Known as the "bank of banks" - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.

    Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself.

    We're seeking a future team member for the role of Compliance & Control - Senior Vice President to join our Pershing Compliance team.

    This role is located in Manchester – hybrid.

    The role reports to the Deputy Head of Compliance, Pershing EMEA with responsibility for supporting the Regulatory Change and Compliance Advisory function within Pershing EMEA (Pershing EMEA includes Pershing legal entities based in Dublin and Jersey, Channel Islands alongside Pershing Securities Ltd).

    The Compliance team are responsible for the establishing the policies, protocols, methodologies, and standards in line with the compliance strategy for Pershing EMEA.

    Managing a team responsible for assisting the business units to bring them into compliance with complex regulatory and policy requirements.

    In partnership with business unit managers, responds to and develops compliance reporting.

    Based on assessments of controls, works with business units to implement improvements including the completion of appropriate documentation when control changes are made.

    Provides guidance and advice to a team of professional staff within a region/jurisdiction responsible for assessing the effectiveness of complex controls that help ensure ongoing compliance with key laws, regulations and policies affecting regional/jurisdictional BNY Mellon businesses.

    Contributes to the development of projects and programs to improve compliance and enhance the control environment.
    May provide guidance to more junior professionals to improve their understanding of compliance, control, and documentation policies.

    Contributes to efforts to develop a strong compliance culture and increase organizational awareness of compliance roles and responsibilities within the assigned region/ jurisdiction.

    Providing advice on regulatory and compliance issues arising, and applying the rules to business and operational models, including SMCR, CASS and MIFIR.

    Responding to queries from business units, service providers and clients, and provide compliance advice as appropriate in the circumstances.

    Participating in projects including identifying, handling, and resolving compliance issues relating to business development.

    Overseeing the implementation of the Horizon Scanning process to provide traceability of Pershing's implementation of regulatory change for UK, Ireland and Jersey, Channel Islands, and future regulatory projects.

    Liaison with Project Management Office to identify specific regulatory change items that may require project resource and to track status and progress of those regulatory projects.

    Prepares comprehensive Management Information pertaining to the Pershing Compliance Environment, for review by the Deputy Head of Compliance.
    Prepares and deliver training to business areas on regulatory requirements. Contributes to maintenance of Compliance policies and procedures to ensure they remain up to date and fit for purpose.
    Financial Services, Compliance, Risk or Audit background

    Proven ability to work in and build valuable relationships in a multi-jurisdiction group structure and experience of representing Compliance, Risk or Audit in an international group structure.

    Articulate and able to represent Compliance to senior business personnel and external stakeholders with confidence.
    Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion
    ~ Human Rights Campaign Foundation, 100% score Corporate Equality Index
    ~ Best Places to Work for Disability Inclusion , Disability: IN – 100% score
    ~Forbes Blockchain 50

    BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.

    We provide access to flexible global resources and tools for your life's journey.

    Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

    BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

    Minorities/Females/Individuals With Disabilities/Protected Veterans.

    Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work.

    We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
    #
  • eFinancialCareers

    Risk Manager

    1 week ago

    eFinancialCareers London, United Kingdom

    **Role** · Manager within the second line risk function for all legal entities across the group. Responsible for the identification, remediation and ownership of operational risk, credit risk, market risks, reputational risks, information security, strategic and fraudrisk. · **Re ...

  • AMS Contingent

    Risk Manager

    1 week ago

    AMS Contingent London, United Kingdom

    We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we actas an extension of our cl ...

  • eFinancialCareers

    Risk Manager

    1 week ago

    eFinancialCareers London, United Kingdom

    RESPONISBILITIES: · - Quantification of risk metrics within our risk reporting framework, ensuring proper capture and reflection of all market risk exposures · - Perform detailed review of all risk positions and simulation/analysis of all significant exposures · - Identification ...

  • Harrison Holgate

    Risk Manager

    1 week ago

    Harrison Holgate London, United Kingdom

    An excellent opportunity exists for an experienced Risk Manager to work for a highly regarded (re)insurance group with trading entities consisting of a Lloyd's Syndicate and an MGA platform. · This is an opportune time to join the organisation as both entities are growing in size ...

  • eFinancialCareers

    Risk Manager

    13 hours ago

    eFinancialCareers London, United Kingdom

    We have a newly created opportunity for a talented Risk Manager to review and assess the evolving risk profile of the firm and individual strategies.You will be responsible for building new and innovative risk management measures/frameworks, assessingthe skills of the individual ...

  • Eames Consulting

    Risk Manager

    2 days ago

    Eames Consulting London, United Kingdom

    I am currently working with a global speciality insurer who are looking to hire a risk manager with a London market specialism for a newly created role. · This role will involve supporting underwriting lines of business, being the main point of contact to ensure the risk framewor ...

  • Eames Consulting

    Risk Manager

    2 days ago

    Eames Consulting London, United Kingdom

    I am currently working with a global speciality insurer who are looking to hire a risk manager with an operational resilience specialism. · This role will involve supporting the speciality underwriting lines of business, being the main point of contact to ensure the risk framewor ...

  • Harrison Holgate

    Risk Manager

    1 week ago

    Harrison Holgate London, United Kingdom

    This is an opportune time to join the organisation as both entities are growing in size and complexity. The role will involve working closely with all areas of the group to manage and report upon the entirety of the risk profile and so presents an opportunityto develop a deep kno ...

  • eFinancialCareers

    Risk Manager

    1 week ago

    eFinancialCareers London, United Kingdom

    City Elite Recruitment are delighted to be working with a globally recognised broker firm who are seeking a Risk Manager who will work across EMEA. · **Duties**: · - Supporting the CRO, EMEA in developing and operating the Group's Enterprise Risk Management Framework within the r ...

  • Arthur

    Risk Manager

    3 days ago

    Arthur London, United Kingdom

    I am delighted to be partnering again with this leading Lloyd's managing agency in the hire of a Risk Manager, you will be responsible for the continuous development of a number of clients' ERM risk management frameworks. This is an extremely broad position,leading junior members ...

  • Finitas

    Risk Manager

    3 days ago

    Finitas London, United Kingdom

    Risk Manager | London Market Insurer | £90,000+ · I am working closely with a London Market insurer who are looking for a Risk Manager to join their thriving team. You will have 2 direct reports, and will be working alongside the Head of Risk. · Responsibilities of the role will ...

  • Eames Consulting

    Risk Manager

    1 week ago

    Eames Consulting London, United Kingdom

    Great opportunity for a seasoned risk professional to join this global specialty re/insurer. Reporting into the Head of Risk you will have a Risk Analyst as a direct report. · Providing support the Specialty underwriting lines of business, you will be the main point of contact to ...

  • Egis

    Risk Management

    1 day ago

    Egis London, United Kingdom

    **General information**: · **Organisation **:Egis is a global consulting and engineering firm working in construction, transport and mobility services. Our mission: create and operate intelligent infrastructure and buildings to further the transition to a low-carbon economy and c ...

  • eFinancialCareers

    IT Risk Manager

    1 week ago

    eFinancialCareers London, United Kingdom

    **Role -**IT Risk Manager · **Location -**London, Edinburgh or Dublin (Hybrid working 50/50 split) · **Salary -**c. £95,000 · We are working with a global asset management business with a commitment to creating their own way forward and investing responsibly over the long term. T ...

  • Experis LTD

    Risk Manager

    13 hours ago

    Experis LTD London, United Kingdom

    **Role**:Risk Manager · **Location**:Remote · **Duration**:6 Months + · **Clearance**:Active SC / Security Clearance required · To review risks as part of the ongoing Third-Party supplier management. Driving overall TPRM process as BAU. · **Combined skillsets**: · - Knowledge/exp ...

  • Morgan Stanley

    Risk Management

    1 week ago

    Morgan Stanley London, United Kingdom

    Risk Management - Risk Governance - Associate · Job Number: · 3249806 · POSTING DATE: Apr 9, 2024 · PRIMARY LOCATION: Europe, Middle East, Africa-United Kingdom-United Kingdom-London · EDUCATION LEVEL: Bachelor's Degree · JOB: Central Functions · EMPLOYMENT TYPE: Full Time · JOB ...

  • Mott MacDonald

    Risk Manager

    1 week ago

    Mott MacDonald London, United Kingdom

    Do you want to work for a company whose purpose is to improve society by considering social outcomes, and to transform businesses, communities, and opportunities for its employees? Mott MacDonald is a global consultancy whose people do exactly that. · As Risk Management Consultan ...

  • ISM Investment Holdings Ltd

    Risk Management

    5 days ago

    ISM Investment Holdings Ltd London, United Kingdom

    **About us** · We are a dynamic and innovative start-up company dedicated to creating a leading global investment business with a commitment to excellence and a passion for creativity. We believe in fostering a collaborative and empowering work environment where talented individu ...

  • BCT Resourcing

    Risk Manager

    13 hours ago

    BCT Resourcing London, United Kingdom

    **Risk Manager - Liquidity/Market/Treasury** · **London** · **£500 - £550 per day** · I am currently working with a Banking client in London who are looking to source an Interim Risk Manager. This role will work within one of their remediation programmes on an initial 6 month con ...

  • eFinancialCareers

    Risk Manager

    1 day ago

    eFinancialCareers London, United Kingdom

    A leading Broadcasting and Telecommunications Company has an immediate requirements for a Risk Manager to join their team. · This is an exciting new opportunity to assist the Head of Telco GRC (Government, Risk and Compliance) in designing a risk management function. As part of t ...