Client Onboarding Associate - London, United Kingdom - RJ O'Brien

Description

• Forensic review of client KYC documentation to ensure a holistic understanding of new prospect clients, being perceptive of current requirements and internal polices of anti-money laundering, counter terrorist financing, know your client, client due diligence, sanctions, anti-bribery and corruption, fraud and tax evasion.
• Conducting an AML Risk Assessment/review on each client based on information gathered during the onboarding process.
• AML and adverse media screening of clients and their related parties on Refinitiv World Check One.
• Reviewing PEP and Adverse Media hits, assessing the data and escalating any relevant AML concerns as required to ensure continuous defense of the business.
• Assist with conducting Annual KYC Reviews on client accounts for both London and Paris Office's, performing gap analysis and end to end file review
• Progression and execution of giveup agreements for execution clients using Futures Industry Association ("FIA") Docs.
• Ensuring the creation and continuous maintenance of accurate and quality client information and static data on internal systems.
• Producing management information and adhoc reports for the Compliance department.
• Assist with project work as and when required.
• Other duties as assigned.

• Minimum of 23 years' experience in Account Opening/Onboarding.
• Familiarity of relevant industry rules and regulations.
• Effective communication skills both written and verbal for assisting in client and internal requests.
• Ability to work well under pressure.
• Strong organisational and analytical skills essential.
• Ability to be selfmotivated, organised and to ensure work is completed in a timely manner with deadlines met.
• Able to adapt to a fastchanging environment and changing priorities.
• Good team player with a proactive attitude
• General and good understanding of Microsoft Windows desktop operating system and basic PC skills.