Compliance Officer - London

We are seeking a skilled Compliance Officer to strengthen governance, risk and assurance activity for a property and planning consultancy to help drive a positive, compliant culture across the organisation. · Maintain and update key compliance registers, including risk, gifts and ...

We are seeking an experienced Risk & Compliance professional to join our team in London. · Analysing conflict search results to identify potential conflictsResearching new clients for CDD purposesManaging incoming requests for new client/matter openingsAssisting with testing soft ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

We are seeking an experienced Compliance Officer to hold the FCA-approved SMF16 – Compliance Oversight function. This role provides independent oversight of regulatory compliance for a consumer credit-regulated charity and ensures that the lending and operational activities meet ...

Job summary · Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors. · ...

We're Hiring: Risk & Compliance Officer in London / Hybrid · Dalkia UK is looking for a Risk & Compliance Officer to join our Legal, Risk & Compliance function - part of a large, established international group. · ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance department. The role is responsible for ensuring that all new clients and matters are opened in accordance with the firm's new business intake procedures. The key responsibilities of this role include ...

Job summary · A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · Qualifications3-5 years of experience in trade surveillance for a buy-side firm. · ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

The Compliance Officer will be responsible for participating in projects to expand and improve the global compliance program with particular focus on UK regulations conducting monitoring and testing of the firm's businesses in the UK performing electronic communication surveillan ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

A growing lending and financial services firm is hiring a Compliance Officer based in London. · ...

A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. · ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · The successful candidates will work closely with the team to assist ...

This is a broad Compliance Officer position covering both Compliance and Financial Crime.You will work closely with the Head of Compliance and gain visibility across the business while helping strengthen the bank's risk and control framework. · Support and help run the Compliance ...

We are seeking a Compliance Officer to help build out and oversee compliance for our regulated investment advisory business. · ...

+Job summary · I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. · +ResponsibilitiesReview trading and operational activity to identify potential compliance issues. · +Bullet pointsGenuine interest in ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business. · ...

The SEI Group is a leading global provider of asset management and investment technology solutions. SIEL's Compliance department is seeking an experienced Senior Compliance Officer to join the team. · Reporting to the Head of Advisory, your primary role will be to provide technic ...

+Tikehau Capital seeks a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. · +Proactively conducting conflict of interest checks for investment opportunities · Maintaining thorough records of all compliance-related document ...