Regulatory Senior Analyst - London, United Kingdom - Resource Solutions - GSC

Description

Job Title:
Cash and Assets Oversight Analyst


Job Type:
Permanent (Full-Time)


London:
London (Hybrid)

The Cash & Assets Oversight Team is responsible for overseeing all outsourced operational services relating to payments into our out of Vanguard's UK Direct to Consumer (D2C) retail platform.

Amongst the products supported by the team are ISA, JISA, General Account, SIPP, and our Managed ISA.

This role is an opportunity to join the Cash & Assets Oversight team, as an Oversight Analyst assisting with the team's responsibility to ensure the compliance of platform service provider business activities with all applicable regulatory and policy guidelines.

As a UKPI Cash & Assets Oversight Analyst, you will;
relevant items to senior team members or Manager.
Ensuring tax relief receipts are collected and passed on to clients.
Reviewing client money bank account positions.
Checking Internal Client Money Reconciliations, External Client Money Reconciliations and
Asset Reconciliations.
Undergraduate degree or equivalent combination of training and experience required.

• Experience in workflow analysis and documentation.
• Strong proficiency with Microsoft Office applications.

Vanguard's continued dedication to diversity and inclusion is firmly rooted in our culture.

Every decision we make to best serve our clients, crew (internally employees are referred to as crew), and communities is guided by one simple statement: "Do the right thing.

"

We believe that a critical aspect of doing the right thing requires building diverse, inclusive, and highly effective teams of individuals who are as unique as the clients they serve.

If you require any accommodations or adjustments as a result of disability, impairment, or health condition, please do not hesitate to let me know by emailing
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