Compliance Associate - London, United Kingdom - Compliance Professionals
Description
THE COMPANY:
Our client is a successful open-end investment fund based in the City.
They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team.
THE RESPONSIBILITIES:
- Performing, supporting & enhancing monitoring and surveillance activities.
- Managing, supporting and developing workflows and record keeping in respect of staff personal compliance obligations.
- Supporting the efficient operation of compliance frameworks including for antifinancial crime, training, reporting, regulatory change and regulatory policies.
- Supporting and participating in the activities for reviewing and approving financial promotions and account openings.
- Participating in other activities including for advisory, regulatory change, operations and antifinancial crime as mandated by the Head of Compliance.
EXPERIENCE REQUIRED:
- Proactive with motivation for high standards of delivery and desire to develop insights and technical skills across a range of business and regulatory topics and disciplines.
- High standards of written and oral communication.
- Strong interpersonal skills with ability to develop and foster productive professional relationships.
- Affinity with technology and systems with a view to aiding efficiency and developing new workflows.
- Acts in the spirit of the Core values and business conduct and promote where possible within working practices.
- Timely, high quality delivery of tasks / activities.
- Demonstrates a progressive outlook seeking enhancement and new approaches to processes.
- Positive feedback from Compliance team colleagues and other business stakeholders.
Location:
London
Specialism:
Monitoring
Salary:
Up to c£30,000 pa + benefits
Type:
Permanent
Reference:
18780
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