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- Guidelines: coding & testing
- Creating fund/account guidelines documentation by reviewing IMA, fund prospectuses or client SLAs
- Working closely with Fund Managers, Risk and Compliance to ensure guidelines adhere to client/fund contracts
- Ensuring proper restriction coding is in firm order management systems
- Testing new and existing investment restrictions and ensuring applicable investment guideline updates are implemented in a timely basis
- Proven experience within guidelines workflow and/or guidelines documentation experience is required
- Strong understanding of asset classes
- Knowledge of derivatives (futures, swaps, forwards, etc.) needed
- Knowledge of UCITS/ Mutual Funds would be a plus
Investment Guidelines Specialist - London, United Kingdom - The Ocean Partnership - Empowering Proud Work
Description
Job Description
LGBT Great careers, powered by The Ocean Partnership, supports the investment industry in building diverse high performing teams.
The team are responsible for creating and managing guidelines documentation as well as coding and testing both regulatory & investment guidelines for our global accounts.
As the Portfolio Guideline Monitoring Specialist you will work closely with portfolio managers, analysts, compliance, risk, and portfolio onboarding teams to deliver precise operational support.
Our client values diversity in the workplace and welcomes applications from everyone. If you have a disability and need help with the application process, please tell us.
Key Remits