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- Provide expert guidance on compliance matters, ensuring adherence to relevant regulations and best practices.
- Collaborate closely with senior management to develop and implement compliance strategies.
- Conduct regular assessments to identify and mitigate potential risks.
- Stay abreast of regulatory developments and industry trends, advising the business on necessary adjustments.
- Foster a culture of compliance throughout the organisation, promoting awareness and accountability.
- Serve as a point of contact for regulatory inquiries and audits..
- Previous compliance experience within a buy-side firm is essential. Ideally at least 6 years, business facing compliance.
- A generalist background in compliance, with a comprehensive understanding of regulatory requirements.
- Strong commercial acumen, with the ability to balance regulatory obligations with business objectives.
- Excellent communication skills, both written and verbal, with the ability to interact confidently with senior stakeholders.
- Proven ability to work effectively within a small team environment, fostering a collaborative and collegiate atmosphere.
- A proactive mindset, with the ability to add value through innovative solutions and strategic thinking.
Part-time Senior Compliance - London, United Kingdom - Avenell Search Ltd
Description
Job Description
Join a prestigious boutique buy-side firm that prides itself on its commitment to excellence and integrity. Seeking a dynamic individual to join the team as a Part-Time Head of Compliance.
Role Overview:
This is a rare opportunity for a sharp compliance professional to take on a pivotal role within this growing hedge fund.
The Part-Time Head of Compliance will play a crucial role in advising the business on regulatory matters, interacting with senior stakeholders, and ensuring adherence to industry standards. This position offers a broad scope of responsibilities, requiring a hands-on approach and a willingness to dive into the details.
Key Responsibilities:
Requirements: