Senior Portfolio Compliance Group Analyst - London, United Kingdom - eFinancialCareers
Description
Key Responsibilities
- Key stakeholder in client onboarding and amendment processes. Reviewing draft IMA documentation to identify guidelines that require coding; equally identifying those that cannot be coded for discussion with relevant business areas.
- Code, assign, test and approve guidelines in the monitoring system (BlackRock's Aladdin) with accuracy.
- Daily pre and post trade compliance monitoring across regulated and segregated portfolios.
- Managing compliance breaches efficiently to closure, ensuring accurate maintenance of records to support submissions and queries raised by internal and external stakeholders (Clients, Depositories, Auditors). Maintaining a good relationship with Front Officeand the wider business.
- Consulting with front office on appropriate investment compliance and operational considerations impacting asset allocation, concentration and risk management.
- Collaborating with Fund Managers, Dealers, Legal Team, Client RMs and the wider Risk and Compliance function to successfully manage identified risks, breaches and enhance mitigating controls.
- Working closely with the Regulatory Reporting team also situated within Regulatory Operations. Assisting with regulatory notifications where possible.
- Keeping abreast of regulatory developments and assessing any impact on the Risk and Compliance team and wider Jupiter business.
- Assisting the wider Risk and Compliance team where appropriate.
Desired Skills / Experience
- Previous experience in Asset Management.
- Working knowledge of all the asset classes.
- Experience within guideline monitoring/coding or compliance.
- Working knowledge of UCITS, NURS, AIF, ITs, & UTs highly desirable.
- Aladdin experience desired.
- Measurable attention to detail/accuracy.
- Solid verbal and written communication skills.
- Ability to articulate complex matters into simple terms.
- Logical and critical thinker who can challenge the status quo.
- Emotionally intelligent with a want to build strong internal networks.
- Ability to influence people and negotiate with stakeholders.
- Ability to confidently engage with all levels/senior management.
- Creative and solution driven.
- Proactive and assiduous.
- Team player who is selfsufficient and does not need micro managing.
- Highly organised and able to multitask
- Ability to work under pressure with tight deadlines.
- Enthusiastic and positive approach, taking pride in output.
- IMC/CFA desirable
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