Compliance Monitoring Advisor - Clayton le Moors, United Kingdom - Frasers Group Financial Services

Frasers Group Financial Services
Frasers Group Financial Services
Verified Company
Clayton le Moors, United Kingdom

1 week ago

Tom O´Connor

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Tom O´Connor

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Description

Company Description
At Frasers Group we're rethinking retail.

Through digital innovation and unique customer experiences, we're serving our consumers with the world's best sports, premium and luxury brands globally.

As a leader in the industry, we're elevating the retail experience for our consumers providing flexible and convenient ways to pay across our collection of established brands, including Studio, Sports Direct, FLANNELS, USC, Frasers, and GAME


Frasers Group Financial Services is the next chapter of significant growth for the Frasers Group, offering customers across the brands a range of flexible ways to pay and loyalty rewards through an innovative app.

The business has well established, resilient roots in the Studio Financial Services business, but is set for unrivalled growth as it scales rapidly, putting the Frasers Group customer at the heart of everything it does.


Based in sites across the UK, Frasers Group employ over 30,000 colleagues in a wide variety of roles, delivering great colleague experiences, many of whom have seen their careers grow with opportunities within the wider business.


At Frasers Group Financial Services, we are constantly evolving & transforming, and we now have an exciting and rewarding opportunity for a Compliance Monitoring Advisor to undertake second line of defence independent reviews to provide assurance and ensure the systems and controls are effective, policies and procedures are adhered to, and that all regulatory gaps, weaknesses and risks and customer harm are identified and reported to the business for remediation.

As a Compliance Monitoring Advisor at FGFS, you will:

  • Support the development of the annual compliance monitoring plan
  • Undertake compliance reviews to identify potential areas of compliance vulnerability, regulatory gaps and weaknesses and nonconformance and risk using the approved Compliance Monitoring Methodology
  • Provide assurance of the effectiveness of 1st line quality assurance (QA) activities


  • Risk Management

  • Proactively and confidently identifying and escalating existing or potential risks

Qualifications

  • Experience of working and delivering in a regulated environment
  • Experience of working with regulatory requirements Excellent working knowledge of legislation and regulations
  • Excellent communication, writing and engagement skills
  • Customer focussed
  • Strong in analytical skills and is pragmatic, and systematic in their approach #
  • Ability to engage and influence stakeholders at an appropriate level
  • Attention to detail
  • Selfmotivated and able to work as part of a wider team
  • Report writing skills

Additional Information

Frasers Group Financial Services is ambitious, the business is growing quickly with the solid foundations of the wider Frasers Group supporting it.

We have a lot of experienced colleagues who will tell you they love working here because of the great people and the opportunity to develop your career.


Frasers Group Financial Services is committed to delivering a positive colleague experience with a newly refurbished head office site, free, secure parking and an onsite canteen.

We would love to hear from you if you think we could be the right company for you.
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