Compliance Monitoring Manager - London, United Kingdom - eFinancialCareers

Tom O´Connor

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Tom O´Connor

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Description
Carr Lyons are currently working alongside an international investment bank in London to recruit a Compliance Monitoring Manager.


As a Compliance Monitoring Manager you will be responsible for conducting thematic reviews of various business policies within the investment banking arm of this large banking group.


You will also be responsible for:

  • Understanding and analysing compliance controls
  • Designing and leading on reviews
  • Remediating issues identified in the reviews as well as delivering annual Compliance monitoring plan objectives.
  • Providing compliance training from time to time
  • Analysing M.I to further improve the compliance framework and CMP.
To be considered for this role you should have strong compliance monitoring experience gained in financial services.

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