Mlro - London, United Kingdom - Compliance Professionals

Compliance Professionals

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

THE COMPANY:

Our client is an innovative and forward-thinking alternative banking group, with exciting growth plans.

They are seeking a highly skilled and experienced MLRO to join the Team and help out on a 'pre-launch' basis.

You will NOT be registered with the FCA

THE RESPONSIBILITIES:

Liaising with key internal stakeholders (e.g. Legal, Risk, compliance etc) and external (e.g. Regulators, advisors, vendors, partners etc) stakeholders as required.
Continually monitor and review all developments within the regulatory environment and actively develop technical knowledge
Responsible for ensuring compliance with requirements of all statute and regulations relevant to a business regulated by the FCA as an EMI
Provide advice to senior management and the business on compliance issues as well as regulatory trends
Develop, maintain and implement Compliance and Risk policies, procedures, manuals, and programs to reflect best practice with regulatory and industry requirements
Build, maintain and manage the Company's relationship with the FCA
Provide strategic, actionable advice and guidance to the CCO on JMLSG, FCA, UK Bribery Act, relevant Sanctions lists, and any other applicable rules and guidance
Overseeing the drafting and ongoing maintenance of robust policies and procedures as it pertains to UK
The submission of ad hoc & routine reporting to the FCA, including formal notifications (where required)
In accordance with the Suspicious Activity Report Policy, determining, filing, and managing the investigation of suspicious activity and reporting where appropriate with the National Crime Agency
Ensure that UK specific training and awareness is provided to new and existing staff and that this is reviewed and updated as required
Working with product and engineering and communicating and advising on products, services, and requirements in a detailed and operationally sound manner

EXPERIENCE REQUIRED:

Hold currently or have recently held SMF 1
It would be expected that the appointee would have a minimum of 5 years of experience of seniority and experience in appropriate aligned activities.

For further information please contact Duncan Jeffery

Location:

London

Specialism:

AML

Salary:

circa £100K pro rated

Type:
Permanent

Reference:
18728