Compliance Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Our client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments.

They are seeking a Compliance Officer / General Counsel (GC) with a strong background in Compliance, and experience working with the FCA, in asset management, and in Private Equity.

You will be working in a small team, reporting directly to the CEO.

You will be leading the Compliance Department and day to day, you will be conducting audits and reviews of the firm's products, processes, policies, and procedures to identify scope for business, to determine the impact of regulatory developments and to verifycompliance with local regulations.

They are primarily seeking a Compliance Officer, but are open to incorporating a GC aspect to this role, depending on your background and experience.

Demonstrable experience in Compliance, and experience working with the FCA, asset management, Private Equity.
Minimum 7 years working experience in a Compliance Officer role, ideally 10 years of experience.
Strong Compliance skills and experience.
Must be able to multitask and prioritise in a fastpaced environment and work independently with deadlines requiring a quick turnaround.
Must have strong intellectual curiosity, an entrepreneurial spirit and a passion for digital assets and financial markets.