Lead Analyst, Regulatory Oversight Management - Manchester, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

Manchester, United Kingdom

4 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Overview:

Resides in the business and supports management in the daytoday efforts related to first line of defense regulatory oversight management with laws, rules, regulations and related policies.
Performs research and analyzes relevant information and transactions that warrant further investigation.
Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on regulatory oversight management matters.
This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing.
Strong oral and written communication skills and the ability to implement compliance policies and procedures.
Verify practices against straightforward policies, with moderate supervision.
Document findings for management reports.
Gathers data and prepares materials for more senior team members to counsel business personnel on first line of defense compliance with policies.
No direct reports.
Contributes to the achievement of team objectives.
Works on projects of limited size and levels of complexity.
Bachelors degree or the equivalent combination of education and experience is required.
Advanced/graduate degree preferred.
03 years of total work experience preferred.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans.

Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clientsand communities we work with and serve - and to empower our team to do their best work.

We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle.

BNY Mellon can act as a single point of contact for clients looking to create,trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets.

BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helpingclients better manage and service their financial assets around the world.

Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and morethan 100 markets.

It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart.

Make your mark:
careers.