Sm&cr Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

3 weeks ago

Tom O´Connor

Posted by:

Tom O´Connor

beBee Recruiter
Description

Responsibilities:

  • Ownership and enhancement of the client's SM&CR Framework and its underlying documentation, processes, systems, and controls
  • Ensuring SM&CR processes remain robust, fit for purpose, and are sufficiently agile to support the company's regulatory requirements.
  • Owning the effective operation and accurate documentation of those processes and controls, including but not limited to:
  • Annual Fitness and Propriety exercise.
  • Statements of responsibility.
  • Obligations in relation to the FCA Directory.
  • Designing and delivering SMCR training.

Experience Required:

  • Minimum of 4 years' relevant experience in a similar compliance role.
  • Proven track record of managing complex SMCR programmes, risks, themes, and issues at a Solvency II insurer or complex financial services firm.
  • Demonstrable expertise with PRA and FCA requirements and expectations.
  • Strong personal commitment to the highest ethical standards and exceptional customer outcomes.

Location:
London.

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