Compliance Manager - London, United Kingdom - Infoplus Technologies UK Limited

Description

Roe : Compliance Advisory Manager – Workplace Pensions.

3 months contract starting immediately.

Rate - £450/day, however quality profiles only.

Contract Inside IR35 – Starting with 3 months and extendable.

London or Reading – twice in a week – Hybrid

As a Compliance Advisory Manager – Workplace Pensions you will:

• Help set all guidance & Policies beyond just regulatory needs

• Advise on proposed Operational Standard Operating Procedure (SOP) pre implementation and suggest amendments and/or enhanced controls where needed

• Deliver initial training as transformation commences

• Ensure aware of all regulatory changes that may affect the business, analyse as to effect and possible changes in Operations and ensure disseminated to Management as early as possible

• Where necessary during Consultation phase engage with Regulators and/or industry colleagues to ensure practical considerations take into account

• Assist in implementing any changes to SOPs required (and necessary training provided)

• Likewise engage with Regulators when business plans or regulatory permissions change

• Advise the business on regulatory interpretation as required on a day-to-day basis

• Ensure all required routine training available/delivered as transition phase commences and ongoing for onboarding employees or as annual mandatory training

• Advise on breaches and complaints management

• Liaise with/oversee offshore colleagues in same function (as to their obligation with local regulatory needs)

Mandatory Skills:

• Previous experience of advising on Policies and SOPs

• Ongoing advisory regulatory interpretation, covering trust-based Workplace Pensions / DC Pensions / Occupational Pensions

• Previous experience of contract-based pensions and other Retail Investments is desirable

Highlights of the role:

• Knowledge of occupational pensions or DC pensions schemes

• Pensions and Life industries

• 8-10 years' experience

• Minimal supervision and guidance will be preferred - Individual contributor and hands on

• Contact Center set up in Reading and will be working with the team who is under training at the moment.

• Liasing with the Backoffice / admin team in Gurgaon on process design and system integration , compliant from a legal ad regulatory point of view and taxation