Training - London, United Kingdom - Willow Resourcing

Tom O´Connor

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Tom O´Connor

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Description
Isn't it time you worked for an employer that really values it staff and fully invests in their development?

Here are just a few of the many positive reviews this employer has on Glassdoor.

They help explain why the business is rated as one of the top companies to work for in the UK.

"Treats everyone with respect and really supports its employees"

"Invests in its people, great working environment and colleagues"

"Great people, very friendly and inclusive"

"Created a great work-life balance"

This wealth management business is growing fast and so is its Compliance function.

And that means this could be just the start of a long and successful career for you with this genuine employer of choice.


You'll help support the supervision of the firm's growing portfolio of Financial Advisers, implementing the Training & Competency scheme and reporting on T&C metrics.


You'll conduct regular file checks and review the content and production of client suitability reports, whilst also promoting and embedding a positive ethical culture across the business.


You'll have gained good Compliance / T&C experience in a wealth management environment and either have attained or be working towards a relevant Level 4 qualification (DipPFS, DipFA etc.).

You'll also have developed a good working knowledge of pensions, investments, IHT planning etc.

Interested?

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