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- Providing direction and leadership to the Compliance Policy Team to ensure efficient and effective delivery of Compliance Policy Team related tasks.
- Leading in the provision and communication of a group-view of key regulatory and conduct risk related policy matters with the aim of developing and/or ensuring consistent policy standards. Providing effective support to ensure business policies and procedures remain accurate and up to date, as required.
- Responsible for the development and maintenance of the regulatory and conduct risk management frameworks, Regulatory Rules and Legislative Universe, policies and procedures and ensuring that consistent standards are applied across the Group through effective communication and advice.
- Responsible for ensuring that all relevant SM&CR, day to day BAU activities in respect of the annual plan are completed and ensure that Compliance records are kept up to date.
- Responsible for the timely receipt acknowledgement of FCA Information Requests and Trade Body Surveys, communicate with the regulator, relevant Execs and stakeholders etc. and provide ongoing support as necessary when required.
Compliance Manager - London, United Kingdom - Trinnovo Group | B Corp™
Description
Job Description
Looking for a Compliance Contractor for a 3 Month contract with an well known challenger bank.