Market Abuse Manager - London, United Kingdom - KennedyPearce Consulting

Description

Job Description

Are you a Market Abuse, Surveillance or Compliance Monitoring Specialist with Financial Services experience?

Our client, a Fintech and trading brokerage, are looking to hire a Market Abuse Manager (no line management) with ideally at least 3 years' of previous trade surveillance / compliance monitoring experience.

Based in their London (City) office and offering a competitive base salary up to £80,000. Alongside 1 day working from home, pension, annual leave, and wider benefits

Responsibilities:

• will support the Head of Compliance & MLRO with managing the group's UK market abuse framework and ensuring potential related risks are identified.
• sound advice and act as a stakeholder in relation to trade surveillance and market abuse matters and build relationships with Front office to undertake smooth investigations.
• on market abuse investigations and perform daily trade surveillance activities.

Ideally you will be or have:

• years (at least) of previous compliance monitoring and trade surveillance experience within a Financial Services (ideally trading / brokerage) environment.
• knowledge of market abuse practices and conduct regulations and undertaking the market abuse risk assessment.
• excellent communicator with comfortability liaising with stakeholders at all levels (Director / Senior Management).
• knowledge of FCA Regulations, horizon scanning in relation to market abuse regs, conduct reviews and drafting STOR forms ready for submission to the FCA.
• collaborative nature, relationship builder and desire to influence a positive and pro-active approach towards compliance.

If this sounds like a fantastic opportunity for you, or someone in your network, and you're interested in hearing more. - Please apply today