Compliance Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Our client is a specialist hedge fund, HQ'd in London.

After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London.

Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis on Surveillance tasks.

Duties will include:

Surveillance monitoring for best execution, market abuse and market manipulation
Monitoring the firms shareholder disclosures responsibilities
Develop and maintain the compliance monitoring programme
Provide regulatory advice to senior stakeholders
Conduct thematic reviews
Maintain, update and implement compliance policies and procedures
57+ years compliance experience, ideally within a hedge fund or investment manager
Strong understanding of surveillance, ideally within equities
Generalist compliance experience