Head of Compliance- SMF16 - London

We are seeking a Compliance Head for our London-based branch. The ideal candidate will have experience in corporate banking and compliance regulations. · ...

++A leading wholesale Lloyd's broker is seeking an experienced Head of Compliance (SMF16) to lead and strengthen its compliance framework during a period of growth and increasing regulatory focus. · ++Act as SMF16 with full responsibility for FCA compliance oversight. · Conduct a ...

A small international bank is looking for an experienced Head of Compliance (SMF16) to work in London. · Defining/implementing/maintaining effective compliance and regulatory reporting · Conducting policies/procedures/monitoring controls/governance to ensure compliance with all ...

Job summary · A small international bank is looking for an experienced Head of Compliance (SMF16). This role will be hybrid – working 4 days a week in the London office and 1 day remotely. · ResponsibilitiesDefining/implementing/maintaining effective compliance and regulatory rep ...

A leading wholesale Lloyd's broker is seeking an experienced Head of Compliance (SMF16) to lead and strengthen its compliance framework during a period of growth and increasing regulatory focus. · ...

Head of Compliance SMF16 / SMF17 · Multi-Asset Broker, Retail and Institutional · Location: London · We are partnering with a well established FCA regulated multi asset brokerage with both retail and institutional client businesses. The firm is seeking a senior Head of Compliance ...

Company Overview · A regulated firm within Project Brains community is considering FCA applications like Change in Control and Variation of Permission. · Role Overview · We are seeking a Senior Compliance Officer to assume both the SMF16 (Compliance Oversight) and SMF17 (Money La ...

Head of Compliance SMF16 / SMF17 · Multi-Asset Broker, Retail and Institutional · Location: London · We are partnering with a well established FCA regulated multi asset brokerage with both retail and institutional client businesses. The firm is seeking a senior Head of Compliance ...

We are seeking a Head of Compliance & MLRO to take strategic ownership of regulatory leadership. · This is a unique opportunity to shape how regulatory permissions are utilised in a business that's on the cutting edge of digital asset trading. · You will have strategic influence ...

This role will suit you if you thrive in early-stage environments, combining commercial leadership with calm, practical risk and compliance judgement. · ...

RiskTAE is partnering with a fast-moving, FCA regulated long-term savings and retirement business to appoint a commercially minded Head of Risk & Compliance. This role will suit you if you thrive in early-stage environments, combining commercial leadership with calm, practical ri ...

We are seeking a dedicated and experienced Compliance Officer to lead our compliance function and uphold the highest standards of integrity, · Act as the firm's designated SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer), upon FCA approval via Form A. · ...

Part-time Head of Compliance & MLRO (3 days per week) · Ensuring the business operates compliantly. · Taking on responsibility for both Regulatory and Financial Crime Compliance for the firm. · ...

A boutique Asset Management firm based in Canary Wharf is seeking an experienced Head of Compliance & MLRO to take on the SMF16 and SMF17 functions. · ...

The chance to join a small but ambitious firm that puts Compliance at the heart of its operations.This is a firm that really believes the Head of Compliance should be fully integrated into the business rather than sat in their ivory tower. · ...

A leading financial institution in the City of London is seeking an experienced Senior Compliance Professional to act as SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) · ...

A leading financial institution in the City of London is seeking an experienced Senior Compliance Professional to act as SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer). This is a high-profile senior role with significant regulatory responsibility. · ...

We are hiring a Group Head of Compliance/MLRO to lead compliance and financial crime prevention across the group. · This role is a major opportunity for professional growth and career progression. We are looking for a strong, proactive compliance leader with a solid AML foundatio ...

+Job summary · Major opportunity for professional growth and career progression as Group Head of Compliance/MLRO at Faza Holding. · +ResponsibilitiesServe as the Group Head of Compliance/MLRO and act as a key point of contact with relevant regulators and external stakeholders (in ...

We are hiring a Group Head of Compliance/MLRO to lead compliance and financial crime prevention across the group. · This role is a major opportunity for professional growth and career progression. We are looking for a strong, proactive compliance leader with a solid AML foundatio ...