Senior Auditor - London, United Kingdom - ING

ING
ING
Verified Company
London, United Kingdom

1 month ago

Tom O´Connor

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Tom O´Connor

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Description
Job Specification


Department Overview:
Corporate Audit Services (CAS) is ING Bank's internal audit group.

The main focus of the role is to provide an independent and objective audit service to the Wholesale Banking division which meets the requirements of the Boards of ING and the affiliates and of ING's respective regulators globally.

Audits ensuring that key risks in and across the region are identified, mitigating actions negotiated and agreed with senior management to improve the governance, risk and control framework.

The role is an Audit Senior, Front Office position covering Sales & Trading (e.g., FX, Equities, Rates), DCM and other supporting areas such as Research & Compliance

Qualification/Education

  • Essential:
  • Degree Qualified 2:1 minimum
  • 3 to 5 years of relevant experience.
  • Post degree qualification (ACA, ACCA, CFA, MBA, CIA, CISA)
Experience/Knowledge

  • Essential:
  • Knowledge of Wholesale Banking / Risk Management & Compliance
  • Demonstrates success in prior roles in Internal Audit functions
  • Good understanding of current regulatory trends in the financial services industry,
  • Good risk assessment skills coupled with problemsolving and analytical skills.
Personal Competencies

  • Essential:
  • Naturally proactive, critical and curious,
  • Able to manage internal relationships and stakeholders
  • Strong verbal and written communication skills
  • Team player who can work in international teams

Main Duties and Responsibilities of Role:
CAS organization

  • Execution of audits as defined by annual audit plans.
  • Implementation of the global strategy and the CAS Bank policies within the audit division.
  • Communicates and promotes the Audit strategy and Bank methodology
  • Acts as a change agent with the aim to enhance the control culture of ING worldwide
  • Audit Strategy
  • Contributes to the strategic direction of Corporate Audit Services in establishing Risk Based Auditing
  • Contributes to audit strategy, audit universe, 5year audit and capacity plan and annual audit plan
  • Audit Execution
  • Ensure adequate execution of audit objectives in line with audit methodology in the role of team member or audit lead for the assigned audit work
  • Documentation of workpapers demonstrating the work was appropriately performed, meets the audit objective and is in line with applicable standards and regulatory requirements
  • Evaluate design and operational effectiveness of internal controls and identify control weaknesses
  • Timely communication and escalation of any control weaknesses identified to business stakeholders and Audit Management
  • Responsible for the delivery of high
- quality audits on time and to specification.

  • Leadership and Relationship Management
  • Lead teams of auditors when required in delivering quality audit services to Wholesale Banking and contribute to the effectiveness of the Wholesale Banking business
  • Build and actively manage relationships with senior auditee management and stakeholders
Reporting

  • Contributes towards the delivery and reporting to management and regulators
  • Provide objective audit reports ensuring that significant risks are promptly escalated
  • Ensure audit observations and agreed action plans are tracked through to completion in accordance with methodology requirements
Travel

  • Able to complete mínimal European travel, most trips can be done in one day
ING's purpose is 'Empowering people to stay a step ahead in life and in business'. Every ING colleague is given the opportunity to contribute to that vision. We champion self-reliance and foster a collaborative and innovative culture.

The Orange Code is our global manifesto for how we stay true to our purpose and our tradition of reinvention and empowerment.

It is made up of ING Values (we are honest; we are prudent; we are responsible) and ING Behaviours: (you take it on and make it happen; you help others to be successful; you are always a step ahead)

For us, success will only be achieved if we act with Integrity.
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