Chief Compliance Officer - London - WorldFirst

This is a broad Compliance Officer position covering both Compliance and Financial Crime.You will work closely with the Head of Compliance and gain visibility across the business while helping strengthen the bank's risk and control framework. · Support and help run the Compliance ...

We are seeking a Compliance Officer to help build out and oversee compliance for our regulated investment advisory business. · ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business.You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. · ...

We are recruiting a Compliance Officer for our London office. · Perform investigative analyses of compliance and financial crime risks globally. · Forefront OSINT research and writing on counterparties. · ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business, and play a critical role in their ambitious future plans. · ...

We are seeking an experienced Risk & Compliance professional to join our team in London. · Analysing conflict search results to identify potential conflictsResearching new clients for CDD purposesManaging incoming requests for new client/matter openingsAssisting with testing soft ...

We're looking for a Compliance Officer in Malta to lead the regulatory and compliance efforts for our operations within the jurisdiction.You will be responsible for ensuring that BVNK remains in full compliance with the Malta Financial Services Authority (MFSA) regulations while ...

You'll play a key role in ensuring all regulatory requirements through monitoring, reporting, and supporting key compliance initiatives are met. · Support the Compliance Team in managing compliance matters and developing the function. · ...

We are partnering with a global hedge fund which is looking to hire an experienced Compliance Officer. Reporting into the Chief Compliance Officer this will be a broad generalised compliance role. · Surveillance · Providing regulatory advice to traders senior stakeholders · Comp ...

We're Hiring: Risk & Compliance Officer in London / Hybrid · Dalkia UK is looking for a Risk & Compliance Officer to join our Legal, Risk & Compliance function - part of a large, established international group. · ...

We are seeking a Compliance Officer to join our team in London. The successful candidate will have at least three years of experience in general compliance, including monitoring and regulatory reporting. · Undertake activities of the Compliance Monitoring Programme - not limited ...

We are seeking a skilled Compliance Officer to strengthen governance, risk and assurance activity for a property and planning consultancy to help drive a positive, compliant culture across the organisation. · Maintain and update key compliance registers, including risk, gifts and ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance department. The role is responsible for ensuring that all new clients and matters are opened in accordance with the firm's new business intake procedures. The key responsibilities of this role include ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

We have a couple of exciting opportunities within a growing compliance and risk function at a London Boutique Law firm for two people to join their risk and Compliance team in a compliance officer/analyst role. · ...

A top tier British law firm with an international presence is seeking a Compliance Officer to join its established Risk & Compliance team. · ...

We are looking for a Compliance Officer to join our team in London. · ...

A global investment management firm is seeking a Compliance Officer to join its UK-based compliance team. The role supports the development, implementation, monitoring and enforcement of the firm's compliance programme. · ...

+Job summaryThis is a hybrid role working in the City of London and remotely. · +Provide first line with regulatory guidance/advice where required. · Review Bank-wide policies and procedures against regulatory requirements. · ...

A growing lending and financial services firm is hiring a Compliance Officer based in London. · ...

We are seeking an experienced Compliance Officer to hold the FCA-approved SMF16 – Compliance Oversight function. This role provides independent oversight of regulatory compliance for a consumer credit-regulated charity and ensures that the lending and operational activities meet ...