- Deliver client file reviews in line with SLAs.
- Respond to client queries and provide timeline updates.
- Record information in line with correct processes.
- Report specific issues internally and to clients.
- Maintain CPD record in line with FCA regulations.
- Generate reports and commentary for review.
- Minimum level 4 Diploma qualified.
- Be open to studying further towards level 6.
- Experience in a compliance and technical area of support service either directly inhouse or third party consultancy.
- Knowledge of regulatory frameworks to be able to carry out client file reviews.
- Experience of providing feedback to IFAs in relation to client file quality or T&C issues.
- Good level of report writing skills including competence with IT software packages.
- Some travel required so must be able to visit clients when needed.
- Salary £40-50k depending on experience.
- Hybrid flexible working available.
- 27 days holidays plus bank holidays.
- Generous company pension contribution.
- Study support.
- Private health care.
- Life assurance.
- Income protection.
-
Training Consultant
5 days ago
HR CAREERS & NATIONWIDE RECRUITMENT SERVICE Manchester, United Kingdom**Care Home Trainer / L&D Consultant** · **Paying up to £33000 inc salary and car allowance - to cover the Manchester, Cheshire,**Manchester, Bolton, Salford, Greater Manchester, Warrington, Rochdale, or Sheffield · **Based from Home 9-month contract** · HR Careers Nationwide Rec ...
-
Cloud Solutions Architect car allowance and
6 days ago
Develop Manchester, United Kingdom Full timeCloud Solutions Architect- £75K+ car allowance and Bonus - Manchester/London Hybrid · A great opportunity for an experienced Cloud Solutions Architect to join a greenfield company that focuses on energy, healthcare and technology, where they acquire, improve and grow diverse busi ...
-
Digital Product Owner
1 week ago
WüNDER_TALENT Manchester, United Kingdom**Digital Product Owner · - Manchester/ Hybrid · - £60k** · I have an exciting opportunity for a Digital Product Owner to join one of the biggest British retail, sport, and intellectual property group. You will be based at their office in Manchester and will be working a hybrid p ...
-
Javascript Developer
3 days ago
ITECCO Manchester, United Kingdom**Job Title**: JavaScript Developer · **Location**: Manchester · **Salary**: £50,000 · The Role · **Responsibilities**: · - Developing and optimising front-end code in JavaScript, HTML, and CSS · - Working with the UX/UI Designers and Product Owners to create highly functional us ...
-
Microsoft Ome Dlp Engineer
1 week ago
Gibbs Hybrid Manchester, United Kingdom**Contract role - Microsoft OME DLP Engineer - Cheshire/Hybrid/Remote - 6 month initial - Inside IR35** · We are supporting our financial services customer to look for Endpoint Security Engineer (macOS) · - Role**:Microsoft OME DLP Engineer**: · - Location**:Knutsford/Hybrid (1-2 ...
-
Health & Safety Lead
1 week ago
Vodafone Manchester, United Kingdom**Location**: Newbury / Birmingham / London / Manchester / Glasgow + (Hybrid Working*) · **Salary**: Excellent basic salary plus bonus and Vodafone benefits · **Hours**: Full time 37.5 hours per week - Mon to Fri · - **Hybrid Working** · At Vodafone UK we believe that through col ...
-
Data Administrator
3 days ago
Altus Group Manchester, United Kingdom**Monday - Friday 9am-5pm** · **Hybrid - 4 days from home / 1 in the office** · **£18,000 per annum** · **Unlimited holiday allowance** · This is a great opportunity for any talented individual looking to develop their administrative skills in a professional environment, or secur ...
-
Credit Controller
1 week ago
Page Personnel Finance Manchester, United KingdomCredit Controller/Accounts Receivable Assistant · Didsbury · Hybrid Working · 3 days in office 2 remote · **Client Details** · An excellent opportunity has arisen with a global logistics company based in Luxury offices in Didisbury. This company promote from within and offer exce ...
-
Javascript Developer
3 days ago
ITECCO Manchester, United Kingdom**Job Title**: JavaScript Developer · **Location**: Manchester · **Salary**: £65,000 · The Role · **Responsibilities**: · - Developing and optimising front-end code in JavaScript, HTML, and CSS · - Working with the UX/UI Designers and Product Owners to create highly functional us ...
-
HR Administrator
3 days ago
Office Angels Manchester, United Kingdom**HR Administrator** · **£11.90 per hour** · **Temporary (Until May 2023)** · **Hybrid (1 day in office per week)** · **Manchester City Centre - Spinningfields** · **Public-sector** · **35 hours per week** · Office Angels are currently recruiting for a HR Administrator to join ou ...
-
Endpoint Security Engineer
1 week ago
Gibbs Hybrid Manchester, United Kingdom**Contract role - Endpoint Security Engineer (macOS) - Cheshire/Hybrid/Remote - 6 month initial - Inside IR35** · We are supporting our financial services customer to look for Endpoint Security Engineer (macOS) · - Role**:Endpoint Security Engineer (macOS).**: · - Location**:Knut ...
-
Senior Finance Officer
2 days ago
Page Personnel Manchester, United Kingdom£30,000 - £35,000 · - Hybrid working (2 days per week in the office) · **About Our Client**: · The client is a large Not for Profit organisation based in Manchester City Centre. · The key responsibilities of the Senior Finance Officer include: · - Assisting with preparation of mo ...
-
Senior Biddable
1 week ago
The Candidate Ltd Manchester, United Kingdom**Senior Biddable (Paid Media) Executive - Up to £35,000 - Manchester Cirty Centre (Hybrid working - 2 days in office) - Ecommcerce/eRetail** · **Our client is looking for a Marketplace expert to join their paid performance division as the Senior Biddable (paid media) Executive f ...
-
Portal Fee Earner
6 days ago
BCL Legal Manchester, United KingdomPortal Paralegal - Fully remote or hybrid · My client is a successful multi-service Legal Practice based in Manchester. Due to continued growth, they are seeking an experienced Paralegal to join their established Fast Track Personal Injury team on a full-time, permanent basis. · ...
-
Third Party Motor Claims Handler
1 week ago
Barker Munro Recruitment Ltd Manchester, United Kingdom**Third party Motor Claims handler** · **Manchester OR Sussex ( Hybrid, 1 day a week in the office)** · **To £26,000 ?** · Barker Munro recruitment currently has an exciting opportunity for several Third Party Claims Negotiator's to join our amazing client within their Third Part ...
-
Finance Assistant Plus Excellent Benefits
1 week ago
Adele Carr Recruitment Manchester, United Kingdom**EXCLUSIVE** Finance Assistant | up to £21k plus study support | Manchester | Marketing | Hybrid** · Following a successful piece of recruitment, Adele Carr Financial Recruitment have been exclusively enlisted to source for a Finance Assistant for a reputable marketing organisat ...
-
Information and Records Officer
5 days ago
Experis LTD Manchester, United KingdomInformation and Records Officer - Manchester/Hybrid · Salary - £30,000 + Excellent benefits/career progression · 3 days a week in office · Key skills - Data Migration - Sharepoint - Office 365 - Records and Information Management - Business Analysis - Organisation · A leading org ...
-
Third Party Motor Claims Handler
1 week ago
Barker Munro Recruitment Ltd Manchester, United Kingdom**Third Party Motor Claims Handler** · **Manchester OR Sussex (Hybrid)** · **To £26,000** · Barker Munro recruitment is seeking experienced Motor Claims handlers to join one of our favourite Insurers We have several opportunities within the Third party Team of this award winning, ...
-
Infrastructure Manager
3 days ago
Hireful MANCHESTER, United Kingdom Full timeAre you an Infrastructure Manager (or maybe an IT Manager, Head of IT or Team Leader) with solid hands on experience across Cloud, Server, Networks? Do you have experience of Cyber or Data Security and DR/BCP? Looking to join an award winning fast growing company in Central Manch ...
-
Graphic Designer Fashion Brand
1 week ago
The Recruitment Business Manchester, United KingdomFast-growing fashion brand in Greater Manchester is looking for a Graphic Designer to join their team. (Hybrid working) · Key skills include InDesign, Illustrator and Photoshop, along with a keen eye for detail, a can-do attitude, and the ability to follow brand guidelines. · Thi ...
Compliance Monitoring Officer Hybrid - Manchester, United Kingdom - Heat Recruitment Ltd
Description
Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients.
You will be conducting file reviews and providing feedback about any compliance issues identified as well as undertaking risk assessments of high level systems and controls.
Key responsibilities:
Skills and experience required:
On offer: